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Comments MSRB Rulemaking
Notice of Filing of Proposed Rule Change Consisting of (i) Amendments to Rule G-8 (Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers), Rule G-9 (Preservation of Records), and Rule G-11 (New Issue Syndicate Practices); (ii) a Proposed Interpretation of Rule G-17 (Conduct of Municipal Securities Activities); and (iii) the Deletion of a Previous Rule G-17 Interpretive Notice
[Release No. 34-61110; File No. SR-MSRB-2009-17]
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| Dec. 31, 2009 | Leon J. Bijou, Managing Director and Associate General Cousel, SIFMA, New York, New York |
| Dec. 30, 2009 | Mike Nicholas, CEO, Regional Bond Dealers Association |
| Dec. 23, 2009 | Karrie McMillan, General Counsel, Investment Company Institute1 |
| Dec. 15, 2009 | John C. Melton, Sr., Houston, Texas |
http://www.sec.gov/comments/sr-msrb-2009-17/msrb200917.shtml
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