SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on ISE Rulemaking

Notice of Filing of Proposed Rule Change Relating To Modified Rules For Qualified Contingent Cross Orders

(Release No. 34-62523; File No. SR-ISE-2010-73)


Feb. 7, 2011 Memorandum from the Office of the Chairman regarding a February 7, 2011, meeting with representatives of Eurex and the International Securities Exchange
Dec. 10, 2010 Memorandum for the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of NYSE Euronext
Nov. 12, 2010 Memorandum from the Division of Trading and Markets regarding a November 9, 2010, meeting with representatives of the Chicago Board Options Exchange
Oct. 26, 2010 Memorandum for the Division of Trading and Markets regarding a September 21, 2010 meeting with representatives of Susquehanna International Group, LLP
Oct. 22, 2010 Jerry O'Connell, Chief Compliance Officer, Susquehanna International Group, LLP
Oct. 21, 2010 Janet L. McGinness, Senior Vice President – Legal & Corporate Secretary, Legal & Government Affair, NYSE Euronext
Sep. 3, 2010 J. Micah Glick, Chief Compliance Officer, Cutler Group LP, San Francisco, California
Aug. 31, 2010 Memorandum from the Office of Commissioner Aguilar regarding an August 27, 2010, meeting with representatives of NASDAQ OMX PHLX
Aug. 25, 2010 Michael J. Simon, Secretary, International Securities Exchange, LLC, New York , New York
Aug. 13, 2010 Thomas Wittman, President, NASDAQ OMX PHLX, Inc., Philadelphia, Pennsylvania
Aug. 9, 2010 William J. Brodsky, Chairman and CEO, Chicago Board Options Exchange, Chicago, Illinois
Aug. 9, 2010 Benjamin Londergan and John Gilmartin, Co-CEOs, Group One Trading LP, Chicago, Illinois
Aug. 9, 2010 Janet McGinness Kissane, SVP & Corporate Secretary, Legal & Government Affairs, NYSE Euronext
Jul. 30, 2010 Anthony J. Saliba, CEO, LiquidPoint, LLC, Chicago, Illinois
Jul. 30, 2010 Memorandum from the Office Commissioner Walter regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange
Jul. 27, 2010 Memorandum from the Division of Trading and Markets regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange
Jul. 27, 2010 Memorandum from the Office of Commissioner Aguilar regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange

 

http://www.sec.gov/comments/sr-ise-2010-73/ise201073.shtml

Modified: 02/14/2011