SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on ISE Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee

(Release No. 34-61154; File No. SR-ISE-2009-105)

Jan. 14, 2010 Memorandum from the Division of Trading and Markets regarding a January 13, 2010, meeting with representatives of Ameritrade/thinkorswim
Jan. 11, 2010 Hillary Victor, Associate General Counsel, optionsXpress Holdings, Inc., Chicago, Illinois
Jan. 6, 2010 Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc., thinkorswim Group Inc.
Jan. 5, 2010 Patrick J. Fay, Senior Vice President, Member and Regulatory Services, Chicago Board Options Exchange, Chicago, Illinois


Modified: 02/12/2010