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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) in the Consolidated FINRA Rulebook
(Release No. 34-75655; File No. SR-FINRA-2015-029)
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| Nov. 13, 2015 | Laura Crosby-Brown |
| Sep. 4, 2015 | Sutherland Asbill & Brennan LLP |
| Sep. 4, 2015 | Michael J. Hogan, President and Chief Executive Officer, FOLIOfn Investments, Inc. |
| Sep. 3, 2015 | Joseph C. Peiffer, President, PIABA, Norman, Oklahoma |
| Sep. 3, 2015 | Kevin Zambrowicz, Associate General Counsel & Managing Director, and Stephen Vogt, Assistant Vice President & Assistant General Counsel, SIFMA |
http://www.sec.gov/comments/sr-finra-2015-029/finra2015029.shtml
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