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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Refund Program Under FINRA Rule 3110.15 (Temporary Program to Address Underreported Form U4 Information)


Apr. 10, 2015	David T. Bellaire, Esq, Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Apr. 10, 2015	Sara S. Lemma, Investor Advocacy Clinic, Michigan State University College of Law

http://www.sec.gov/comments/sr-finra-2015-005/finra2015005.shtml