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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Increase the Late Cancellation Fee
(Release No. 34-74289; File No. SR-FINRA-2015-003)
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| Apr. 24, 2015 | Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Inc., Washington, District of Columbia |
| Apr. 7, 2015 | Richard P. Ryder, Esq., President, Securities Arbitration Commentator, Inc., South Orange, New Jersey |
| Apr. 7, 2015 | Leonard Steiner, Steiner & Libo |
| Mar. 17, 2015 | Paige M. Szymanski, Michigan State University College of Law Investor Advocacy Clinic, East Lansing, Michigan |
| Mar. 17, 2015 | William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Mar. 16, 2015 | Patrick J. Paul, Student Intern; Elissa Germaine, Supervising Attorney; and Jill Gross, Director; Investor Rights Clinic, Pace Law School, White Plains, New York |
| Mar. 16, 2015 | Mark R. Harris, Palo Alto, California |
| Mar. 13, 2015 | Nicole Iannarone, Assistant Clinical Professor, et al; Georgia State University College of Law Investor Advocacy Clinic, Atlanta, Georgia |
| Mar. 9, 2015 | Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| Mar. 9, 2015 | Joseph C. Peiffer, President, Public Investors Arbitration Bar Association (PIABA), Norman, Oklahoma |
| Mar. 1, 2015 | George H. Friedman, Esq., George H. Friedman Consulting, LLC, Teaneck, New Jersey |
| Feb. 24, 2015 | Philip M. Aidikoff, Aidikoff, Uhl & Bakhtiari, Beverly Hills, California |
| Feb. 20, 2015 | Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2015-003/finra2015003.shtml
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