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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Establish a Fee Schedule for Alternative Trading System Volume Information
(Release No. 34-71919; File No. SR-FINRA-2014-018)
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| May 29, 2014 | Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA) |
| May 21, 2014 | Brant K. Brown, Washington, Financial Industry Regulatory Authority, Inc., District of Columbia |
| Apr. 16, 2014 | Christopher Nagy, CEO, and Dave Lauer, President, KOR Group LLC, Omaha, Nebraska |
http://www.sec.gov/comments/sr-finra-2014-018/finra2014018.shtml
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