Home
|
Jobs
|
Fast Answers
|
Site Map
|
Search
About the SEC
Filings & Forms
Regulatory Actions
Rulemaking Index
Proposed Rules
Final Rules
Interim Final Rules
Concept Releases
Interpretive Releases
Policy Statements
SRO Rulemaking
PCAOB Rulemaking
Exemptive Applications
Exemptive Orders
IA Releases
IC Releases
IC Deregistrations
Other Releases
Rulemaking Petitions
Exchange Delistings
Staff Interps
Investor Info
News & Statements
Litigation
ALJ
Information for...
Divisions
Comments on FINRA Rulemaking
>Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6432
(Release No. 34-71720; File No. SR-FINRA-2014-011)
Submitted Comments
Jun. 5, 2014
Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York
Meetings with SEC Officials
Feb. 9, 2015
Memorandum from the Office of Commissioner Kara Stein regarding a January 23, 2015, meeting with representatives of OTC Link
http://www.sec.gov/comments/sr-finra-2014-011/finra2014011.shtml
Contact
|
Employment
|
Links
|
FOIA
|
Forms
|
Privacy Policy
Modified: 02/10/2015