SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on FINRA Rulemaking

>Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6432

(Release No. 34-71720; File No. SR-FINRA-2014-011)


Jun. 5, 2014 Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York

 

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2014-011/finra2014011.shtml

Modified: 06/05/2014