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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Protecting Personal Confidential Information in Documents Filed with FINRA Dispute Resolution

(Release No. 34-71608; File No. SR-FINRA-2014-008)


Jun. 24, 2014 Kermit Kubitz
Jun. 10, 2014 David T. Bellaire, Esq, Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
May 5, 2014 Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York
Mar. 20, 2014 Ryan Jennings, Christian Corkery, and Daniel Coleman, Legal Intern, St. John's School of Law Securities Arbitration Clinic, Queens, New York
Mar. 24, 2014 Jill I. Gross, James D. Hopkins Professor of Law, Pace Law School, White Plains, New York
Mar. 20, 2014 Jason Doss, President, PIABA, Norman, Oklahoma
Mar. 19, 2014 Kara Cain, Esq. Aderant CompuLaw
Mar. 14, 2014 Nicole G. Iannarone, Esq., Assistant Clinical Professor, Georgia State University College of Law Investor Advocacy Clinic, Atlanta, Georgia
Mar. 4, 2014 Steven B. Caruso, Esquire, Maddox Hargett & Caruso, P.C., New York, New York

 

http://www.sec.gov/comments/sr-finra-2014-008/finra2014008.shtml

Modified: 06/25/2014