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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Include Information About Members and Their Associated Persons of Any Registered National Securities Exchange that Uses the CRD System for Registration Purposes

(Release No. 34-70880; File No. SR-FINRA-2013-047)


Dec. 11, 2013 William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Dec. 9, 2013 Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Atlanta, Georgia

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-047/finra2013047.shtml

Modified: 10/16/2014