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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Include Information About Members and Their Associated Persons of Any Registered National Securities Exchange that Uses the CRD System for Registration Purposes
(Release No. 34-70880; File No. SR-FINRA-2013-047)
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| Dec. 11, 2013 | William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Dec. 9, 2013 | Jason Doss, President, Public Investors Arbitration Bar Association (PIABA), Atlanta, Georgia |
http://www.sec.gov/comments/sr-finra-2013-047/finra2013047.shtml
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