|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings
(Release No. 34-69761; File No. SR-FINRA-2013-024)
|
| Sep. 4, 2013 | Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York |
| Jul. 11, 2013 | Peter Mougey; Levin, Papantonio, Thomas, Mitchell, Rafferty, & Proctor, P.A., Pensacola, Florida |
| Jul. 11, 2013 | Brian N. Smiley, Smiley Bishop Porter, LLP, Atlanta, Georgia |
| Jul. 11, 2013 | Dale Ledbetter, Ledbetter & Associates, P.A., Fort Lauderdale, Florida |
| Jul. 11, 2013 | David T. Bellaire, Esq., Executive Vice President, General Counsel, Financial Services Institute, Inc., Washington, District of Columbia |
| Jul. 11, 2013 | Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association (PIABA), Tampa, Florida |
| Jul. 11, 2013 | Scott Silver, Silver Law Group, Coral Springs, Florida |
| Jul. 11, 2013 | Carl J. Carlson, Tousley Brain Stephens, PLLC |
| Jul. 11, 2013 | Mary Alice McLarty, President, American Association for Justice, Washington DC, District of Columbia |
| Jul. 11, 2013 | Victoria Mikhelashvili, Legal Intern; Nathaniel R. Torres, Legal Intern; and Christine Lazaro, Esq., Director; Securities Arbitration Clinic, St. Vincent DePaul Legal Program, Inc., St. John's University School of Law, Jamaica, New York |
| Jul. 11, 2013 | Glenn S. Gitomer, McCausland Keen & Buckman |
| Jul. 11, 2013 | Jill I. Gross, Director; Crystal Green, Student Intern; Susan Papacostas, Student Intern; Investor Rights Clinic, Pace University School of Law |
| Jul. 11, 2013 | Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College and Member, Deutsch Lipner, New York, New York |
| Jul. 10, 2013 | Debra G. Speyer, Esq. |
| Jul. 10, 2013 | Leonard Steiner, Attorney, Beverly Hills, California |
| Jul. 10, 2013 | Katrina M. Boice; Aidikoff, Uhl and Bakhtiari; Beverly Hills, California |
| Jul. 10, 2013 | Matthew W. Woodruff, Esq., Attorney at Law, New York, New York |
| Jul. 8, 2013 | John R. Snyder and Matthew C. Applebaum, Bingham McCutchen LLP |
| Jun. 20, 2013 | Steven B. Caruso, Esq,, Maddox Hargett & Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2013-024/finra2013024.shtml
|
