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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Require Members to Report OTC Equity Transactions As Soon As Practicable, But No Later Than 10 Seconds, Following Execution

(Release No. 34-68842; File No. SR-FINRA-2013-013)

May 7, 2013 Lisa Horrigan, Associate General Counsel, FINRA
Mar. 18, 2013 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Mar. 6, 2013 Manisha Kimmel, Financial Information Forum, New York, New York
Mar. 5, 2013 David S. Sieradzki, Bracewell & Giuliani LLP, on behalf of GFI Securities LLC
Mar. 5, 2013 David J. Amster, Chief Compliance Officer, Stamford,, Connecticut
Mar. 5, 2013 Christopher Nagy, President, KOR Trading LLC, Omaha, Nebraska


Modified: 05/08/2013