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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Require Members to Report OTC Equity Transactions As Soon As Practicable, But No Later Than 10 Seconds, Following Execution
(Release No. 34-68842; File No. SR-FINRA-2013-013)
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| May 7, 2013 | Lisa Horrigan, Associate General Counsel, FINRA |
| Mar. 18, 2013 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Mar. 6, 2013 | Manisha Kimmel, Financial Information Forum, New York, New York |
| Mar. 5, 2013 | David S. Sieradzki, Bracewell & Giuliani LLP, on behalf of GFI Securities LLC |
| Mar. 5, 2013 | David J. Amster, Chief Compliance Officer, Stamford,, Connecticut |
| Mar. 5, 2013 | Christopher Nagy, President, KOR Trading LLC, Omaha, Nebraska |
http://www.sec.gov/comments/sr-finra-2013-013/finra2013013.shtml
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