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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Customer and Industry Codes of Arbitration Procedure to Revise the Public Arbitrator Definition

(Release No. 34-68632; File No. SR-FINRA-2013-003)


Mar. 11, 2013 Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution, New York, New York
Feb. 22, 2013 Charles Michael Tobin, The Tobin Law Firm LLC
Feb. 8, 2013 Mitchell Ostwald, Attorney at Law, Sacramento, California
Feb. 8, 2013 Nicholas J. Guiliano, Esquire, Philadelphia, Pennsylvania
Feb. 8, 2013 Theodore M. Davis, Esquire, Long Island City, New York
Feb. 7, 2013 David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Feb. 7, 2013 William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Feb. 7, 2013 Peter Mougey, Levin, Papantonio, Thomas, Mitchell, Rafferty & Proctor, P.A., Pensacola, Florida
Feb. 7, 2013 Royal Lea, San Antonio, Texas
Feb. 7, 2013 Barry D. Estell, Esq., Attorney, Mission, Kansas
Feb. 7, 2013 Thomas C. Costello, Baltimore, Maryland
Feb. 7, 2013 Jeffrey Sonn, Esq., Sonn & Erez PLC, Fort Lauderdale, Florida
Feb. 7, 2013 Mark E. Sanders, Attorney, Halling & Cayo, S.C., Milwaukee, Wisconsin
Feb. 7, 2013 Jenice L. Malecki, Esq., New York, New York
Feb. 7, 2013 Richard A. Lewins, Esq., Dallas, Texas
Feb. 7, 2013 Joseph Fogel, Fogel & Associates, Encino, California
Feb. 7, 2013 Leonard Steiner, Beverly Hills, California
Feb. 7, 2013 William S. Shepherd, Shepherd Smith Edwards and Kantas, LLP
Feb. 7, 2013 Robert W. Goehring, Esquire, Pittsburgh, Pennsylvania
Feb. 7, 2013 James A. Sigler
Feb. 7, 2013 Elizabeth Zeck, Attorney, Willoughby & Hoefer, PA, Columbia, South Carolina
Feb. 7, 2013 Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association, Tampa, Florida
Feb. 7, 2013 Dale Ledbetter, Esq., Ledbetter and Associates, Ft. Lauderdale, Florida
Feb. 7, 2013 Robert S. Banks, Jr., Banks Law Office, P.C. , Portland, Oregon
Feb. 7, 2013 A. Heath Abshure, NASAA President and Arkansas Securities Commissioner
Feb. 7, 2013 W. Scott Greco, Partner, Greco & Greco, P.C., McLean, Virginia
Feb. 7, 2013 Diane Nygaard, Attorney, Kansas City, Missouri
Feb. 7, 2013 James A. Dunlap, Jr., James A. Dunlap Jr. & Associates LLC, Atlanta, Georgia
Feb. 7, 2013 Robert Savage, Esquire, Tampa, Florida
Feb. 7, 2013 Robert Savage, Esquire, Visiting Assistant Clinical Professor, Florida International University College of Law, Miami, Florida
Feb. 6, 2013 Michael S. Edmiston, Jonathan W. Evans & Associates, Studio City, California
Feb. 6, 2013 Steven J. Gard, Esquire, Reznicsek Fraser White & Shaffer, P.A., Jacksonville, Florida
Feb. 6, 2013 Jon C. Furgison, Law Offices of Jon C. Furgison, Hermosa Beach, California
Feb. 6, 2013 Scott R. Shewan, Pape & Shewan, LLP, Clovis, California
Feb. 5, 2013 Lisa A. Catalano, Esq., Forest Hills, New York
Feb. 5, 2013 Robert C. Port, Cohen Goldstein Port Gottlieb, LLP, Atlanta, Georgia
Feb. 4, 2013 Andrew A. Lipkowitz, Student Intern, and Christine Lazaro, Acting Director, St. John's Law School Securities Arbitration Clinic, Queens, New York
Jan. 30, 2013 Robert A. Uhl, Esq., Adjunct Professor of Law, Securities Arbitration and Director, Pepperdine Investor Advocacy Clinic; Partner, Aidikoff, Uhl & Bakhtiari, Beverly Hills, California
Jan. 30, 2013 Scott L. Silver, Esq. , Silver Law Group, Coral Springs, Florida
Jan. 29, 2013 Philip M. Aidikoff, Esq., Attorney, Beverly Hills, California
Jan. 29, 2013 David Harrison, Esq., Law Offices of David Harrison, Beverly Hills, California
Jan. 29, 2013 Carl J. Carlson, Attorney, Tousley Brain Stephens PLLC, Seattle, Washington
Jan. 29, 2013 Seth E. Lipner, Professor of Law, Zickloin School of Business, Baruch College; Member, Deutsch & Lipner, New York , New York
Jan. 28, 2013 Richard M. Layne, Portland, Oregon
Jan. 16, 2013 David Neuman, Stoltmann Law Offices, Chicago, Illinois
Jan. 16, 2013 Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York

 

http://www.sec.gov/comments/sr-finra-2013-003/finra2013003.shtml

Modified: 10/16/2014