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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority to Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas

(Release No. 34-67803; File No. SR-FINRA-2012-041)


Oct. 4, 2012 Ryan K. Bakhtiari, President, Public Investors Arbitration Bar Association
Oct. 4, 2012 Jill I. Gross, Director; Edward Pekarek, Esq., Assistant Director; Kristen Mogavero, Law Graduate Assistant; and Alex Kalb, Student Intern; Investor Rights Clinic, Pace Law School, White Plains , New York
Sep. 25, 2012 Shane Malone, Javier Merino, and Jonathan Weiss, Student Interns; Lisa A. Catalano, Director, Associate Professor of Clinical Legal Education; Christine Lazaro, Supervising Attorney, Securities Arbitration Clinic, St. Johnís University School of Law, Queens, New York

 

 

 

 

http://www.sec.gov/comments/sr-finra-2012-041/finra2012041.shtml

Modified: 11/19/2012