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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Fees for Filing Documents Pursuant to FINRA Rule 5110

(Release No. 34-67241; File No. SR-FINRA-2012-029)

Aug. 3, 2012 Philip Shaikun, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Jul. 23, 2012 Albert Aizin, President, Advanced Planning Financial & Estate Services
Jul. 23, 2012 Mitchell S. Fiser, CPA, CFP, Fiser Group, Lenexa, Kansas
Jul. 23, 2012 Gerard P. Gloisten, President, GBS Financial Corp
Jul. 22, 2012 R. Searle
Jul. 20, 2012 Enrique M. Vasquez, President & CEO, Genworth Financial Investment Services, Inc.
Jul. 20, 2012 Valerie G. Brown, CEO, Cetera Financial Group, El Segundo, California
Jul. 20, 2012 Jack R. Handy, Jr., CEO, Financial Network Investment Corporation, El Segundo, California
Jul. 20, 2012 James R. King, Sr., Chairman and CEO, Centaurus Financial, Inc., Anaheim, California
Jul. 20, 2012 Brett Harrison, President and CEO, MultiFinancial Securities Corporation, Denver, Colorado
Jul. 19, 2012 David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc.
Jul. 19, 2012 Eric A. Arnold and Clifford E. Kirsch, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Jul. 18, 2012 Wayne Talleur, President, Madison Avenue Securities, Inc.
Jul. 18, 2012 Brent Owens, CFD Investments

Modified: 08/07/2012