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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend the Code of Arbitration Procedure for Industry Disputes to Preclude Collective Action Claims from Being Arbitrated
(Release No. 34-66109; File No. SR-FINRA-2011-075)
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| Apr. 13, 2012 | Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution |
| Mar. 28, 2012 | Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution |
| Feb. 1, 2012 | Jill I. Gross, Director; Edward Pekarek,
Assistant Director; and Genavieve Shingle, Student Intern; Investor Rights Clinic, Pace University Law School, |
| Feb. 1, 2012 | Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
http://www.sec.gov/comments/sr-finra-2011-075/finra2011075.shtml
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