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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Code of Arbitration Procedure for Industry Disputes to Preclude Collective Action Claims from Being Arbitrated

(Release No. 34-66109; File No. SR-FINRA-2011-075)


Apr. 13, 2012 Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution
Mar. 28, 2012 Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution
Feb. 1, 2012 Jill I. Gross, Director; Edward Pekarek, Assistant Director; and Genavieve Shingle, Student Intern; Investor Rights Clinic, Pace University Law School,
Feb. 1, 2012 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-075/finra2011075.shtml

Modified: 10/16/2014