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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports
(Release No. 34-65700; File No. SR-FINRA-2011-064)
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| Feb. 8, 2012 | Matthew E. Vitek, Counsel, Financial Industry Regulatory Authority |
| Dec. 5, 2011 | Nancy Brda, Chief Financial Officer, Newedge USA, LLC |
| Dec. 5, 2011 | Howard Spindel, Senior Managing Director and Cassondra E. Joseph, Managing Director, Integrated Management Solutions USA LLC |
| Dec. 5, 2011 | Holly H. Smith and Susan S. Krawczyk, Sutherland Asbill & Brennan LLP |
| Nov. 30, 2011 | Pat Nelson |
| Nov. 25, 2011 | George Hessler, CEO and President, Stock USA Execution Services, Inc. |
http://www.sec.gov/comments/sr-finra-2011-064/finra2011064.shtml
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