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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the By-Laws of FINRA Regulation, Inc. with Regard to District Committee Structure and Governance

[Release No. 34-64002; File No. SR-FINRA-2011-011]


Apr. 15, 2011 John Komoroske, Financial Industry Regulatory Authority, Washington, District of Columbia
Mar. 25, 2011 Ed Horwitz, Horwitz and Associates, Inc.

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2011-011/finra2011011.shtml

Modified: 10/16/2014