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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to adopt FINRA Rule 1113 (Restriction Pertaining to New Member Applications) and to Amend FINRA Rule 9520 Series (Eligibility Proceedings)

[Release No. 34-63316; File No. SR-FINRA-2010-056]


Feb. 4, 2011 Patricia Albrecht, Financial Industry Regulatory Authority, Washington, District of Columbia
Dec. 20, 2010 Manuel P. Asensio-Garcia
Dec. 13, 2010 The Board of Directors of ASG Securities, Inc. and Michael Scillia, Chairman, for the Firm

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-056/finra2010056.shtml

Modified: 02/07/2011