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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 6140 (Other Trading Practices)

[Release No. 34-63256; File No. SR-FINRA-2010-055]

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Jan. 24, 2011 Stephanie M. Dumont, Financial Industry Regulatory Authority, Washington, District of Columbia
Nov. 29, 2010 Michael S. Nichols, Ph.D., Principal / Financial Advisor, Cutter Advisors Group
Nov. 24, 2010 Gary S. Sheller, CFP, Sheller Financial Services

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-055/finra2010055.shtml

Modified: 10/16/2014