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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend FINRA Rule 6140 (Other Trading Practices)
[Release No. 34-63256; File No. SR-FINRA-2010-055]
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tr onMouseOver="this.bgcolor='#E0E0E0'" on MouseOut="this.bgColor='#FFFFFF'" bgcolor="#FFFFFF" valign="top"> Jan. 24, 2011 | Stephanie M. Dumont, Financial Industry Regulatory Authority, Washington, District of Columbia |
| Nov. 29, 2010 | Michael S. Nichols, Ph.D., Principal / Financial Advisor, Cutter Advisors Group |
| Nov. 24, 2010 | Gary S. Sheller, CFP, Sheller Financial Services |
http://www.sec.gov/comments/sr-finra-2010-055/finra2010055.shtml
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