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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook
[Release No. 34-63181; File No. SR-FINRA-2010-052]
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| Jan. 13, 2011 | Afshin Atabaki, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia |
| Nov. 23, 2010 | Melissa MacGregor, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Nov. 22, 2010 | Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Nov. 22, 2010 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
http://www.sec.gov/comments/sr-finra-2010-052/finra2010052.shtml
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