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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook

[Release No. 34-63181; File No. SR-FINRA-2010-052]


Jan. 13, 2011 Afshin Atabaki, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Nov. 23, 2010 Melissa MacGregor, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Nov. 22, 2010 Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Nov. 22, 2010 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-052/finra2010052.shtml

Modified: 10/16/2014