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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes
(Release No. 34-61217; File No. SR-FINRA-2009-073)
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Jan. 20, 2010 | Jill I. Gross, Director, Pace Investor Rights Clinic, White Plains, New York |
Jan. 19, 2010 | Scott R. Shewan, President, Public Investors Bar Association |
Dec. 29, 2009 | Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2009-073/finra2009073.shtml
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