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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes

(Release No. 34-61217; File No. SR-FINRA-2009-073)


Jan. 20, 2010 Jill I. Gross, Director, Pace Investor Rights Clinic, White Plains, New York
Jan. 19, 2010 Scott R. Shewan, President, Public Investors Bar Association
Dec. 29, 2009 Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-073/finra2009073.shtml

Modified: 10/16/2014