Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

(Release No. 34-60836; File No. SR-FINRA-2009-060)

Nov. 12, 2009	Bari Havlik, Chief Compliance Officer, Senior Vice President, Charles Schwab & Co., Inc.
Nov. 12, 2009	Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors
Nov. 4, 2009	Dale E. Brown, President & CEO, Financial Services Institute, Inc.
Oct. 29, 2009	BTUD
Oct. 29, 2009	Frederick T. Greene, CIMA, Senior V.P., Portfolio Manager, Woodforest Financial Services, Inc.
Oct. 29, 2009	Neal E. Nakagiri, President, CEO, CCO, NPB Financial Group, LLC