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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to FINRA Rule 8312 (FINRA BrokerCheck Disclosure)
(Release No. 34-60462; File No. SR-FINRA-2009-050)
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| Oct. 15, 2009 | Richard E. Pullano, Associate Vice President and Chief Counsel, FINRA, Rockville, Maryland |
| Sep. 30, 2009 | Laurence S. Schultz, Driggers Schultz and Herbst, Troy, Michigan |
| Sep. 24, 2009 | Scot Bernstein, Law Offices of Scot D. Bernstein, Folsom, California |
| Sep. 21, 2009 | Thomas P. Willcutts, Esq., Willcutts Law Group, LLC, Hartford, Connecticut |
| Sep. 18, 2009 | Ronald M. Amato, Esq,, Shaheen, Novoselsky, Staat, Filipowski Eccleston, PC, Chicago, Illinois |
| Sep. 17, 2009 | Michael W. Malarney, Esq., The Pearl Law Firm, P.A. |
| Sep. 16, 2009 | Steven M. McCauley, Esq., Attorney, Lexington, Kentucky |
| Sep. 16, 2009 | William J. Gladden, JD, CFP, Savannah, Georgia |
| Sep. 16, 2009 | Dale Ledbetter, Fort Lauderdale, Florida |
| Sep. 15, 2009 | Richard D. DeVita, Hoboken, New Jersey |
| Sep. 15, 2009 | Roger F. Claxton, Law Office of Roger F. Claxton, Dallas, Texas |
| Sep. 14, 2009 | Peter J. Mougey, Esq. |
| Sep. 11, 2009 | Theodore M. Davis, Esq., Queens, New York |
| Sep. 11, 2009 | John E. Sutherland, Brickley, Sears & Sorett |
| Sep. 10, 2009 | Dayton P. Haigney, Esq., New York, New York |
| Sep. 10, 2009 | Stephen P. Meyer, Esq., Meyer, Ford & Glasser |
| Sep. 9, 2009 | Jeffrey Sonn, Sonn & Erez PLC, Fort Lauderdale, Florida |
| Sep. 9, 2009 | W. Scott Greco, Greco & Greco, P.C., McLean, Virginia |
| Sep. 9, 2009 | Nicholas J. Guiliano, Guiliano Law Firm, P.C., Philadelpha, Pennsylvania |
| Sep. 9, 2009 | Alin L. Rosca, Attorney at Law, John S. Chapman & Associates, LLC |
| Sep. 9, 2009 | John Miller, Attorney, Swanson Midgley, LLC, Kansas City, Missouri |
| Sep. 8, 2009 | Steve A. Buchwalter, Esq., Attorney, Encino, California |
| Sep. 8, 2009 | Scott C. Ilgenfritz, Johnson, Pope, Bokor, Ruppel & Burns, LLP, Tampa, Florida |
| Sep. 8, 2009 | Rex Staples, General Counsel, North American Securities Administrators Association |
| Sep. 8, 2009 | Howard Rosenfield, Law Offices of Howard Rosenfield |
| Sep. 8, 2009 | William S. Shepherd, Securities Law Firm Partner, Houston, Texas |
| Sep. 8, 2009 | Christine Lazaro, Supervising Attorney, Peter J. Harrington, Legal Intern, and Lisa A. Catalano, Director, Securities Arbitration Clinic, St. John's University School of Law, Queens, New York |
| Sep. 8, 2009 | Jonathan W. Evans and Michael S. Edmiston, Studio City, California |
| Sep. 8, 2009 | Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| Sep. 8, 2009 | William A. Jacobson, Associate Clinical Professor, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Sep. 8, 2009 | Richard A. Lewins, Esq., Attorney, Dallas, Texas |
| Sep. 8, 2009 | Steven M. Sherman, Sherman Business Law |
| Sep. 8, 2009 | Keith L. Griffin, Griffin Law Firm, LLC, Indianapolis, Indiana |
| Sep. 8, 2009 | David Certner, Legislative Counsel and Legislative Policy Director, AARP |
| Sep. 8, 2009 | Tim Canning, Law Offices of Timothy A. Canning, Arcata, California |
| Sep. 7, 2009 | Debra G. Speyer, Esquire, Philadelphia, Pennsylvania |
| Sep. 7, 2009 | Jeffrey A. Feldman, San Francisco, California |
| Sep. 4, 2009 | Jan Graham, Graham Law Offices, Salt Lake City, Utah |
| Sep. 4, 2009 | Robert C. Port, Esq., Atlanta, Georgia |
| Sep. 4, 2009 | Scott R. Shewan, Pape & Shewan LLP, Clovis, California |
| Sep. 4, 2009 | Laurence S. Schultz, Driggers, Schultz & Herbst, P.C. |
| Sep. 4, 2009 | Brian N. Smiley, President, Public Iovestors Arbitration Bar Association |
| Sep. 1, 2009 | Richard M. Layne, Esq., Portland, Oregon |
| Sep. 1, 2009 | Barry D Estell, Esq., Mission, Kansas |
| Sep. 1, 2009 | Rob Bleecher, Attorney, Mechanicsburg, Pennsylvania |
| Sep. 1, 2009 | Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York |
| Aug. 31, 2009 | David P. Neuman, Stoltmann Law Offices, PC, Chicago, Illinois |
| Aug. 31, 2009 | Leonard Steiner, Lawyer, Beverly Hills, California |
| Aug. 31, 2009 | Herb Pounds, San Antonio, Texas |
| Aug. 31, 2009 | James A. Sigler, Granada Hills, California |
| Aug. 31, 2009 | Al Van Kampen, Attorney at Law, Seattle, Washington |
| Aug. 27, 2009 | Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY, New York, New York | Aug. 21, 2009 | Daniel W. Roberts, President/CEO, Roberts & Ryan Investments Inc. |
http://www.sec.gov/comments/sr-finra-2009-050/finra2009050.shtml
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