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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to adopt FINRA Rules 2124 (Net Transactions with Customers), 2220 (Options Communications), 4370 (Business Continuity Plans and Emergency Contact Information) and 5250 (Payments for Market Making) in the Consolidated FINRA Rulebook

(Release No. 34-60066; File No. SR-FINRA-2009-036)


Jul. 24, 2009 Patricia Albrecht, Assistant General Counsel, FINRA, Washington, District of Columbia
Jun. 30, 2009 Pamela Ziermann, Dougherty and Company LLC

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2009-036/finra2009036.shtml

Modified: 10/16/2014