|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand TRACE to Include Agency Debt Securities and Primary Market Transactions
(Release No. 34-59733; File No. SR-FINRA-2009-010)
|
| Nov. 13, 2009 | Beth N. Lowson, Esq., The Nelson Law Firm, LLC, White Plains, New York |
| Aug. 26, 2009 | Sharon Zackula, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia |
| May 22, 2009 | Don Winton, Crews & Associates |
| May 7, 2009 | Manisha Kimmel, Executive Director, Financial Information Forum |
| May 7, 2009 | Heather Traeger, Associate Counsel, Investment Company Institute, Washington, D.C. |
| May 7, 2009 | Sean C. Davy, Managing Director, and Robert Toomey, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| May 7, 2009 | Joseph W. Sack, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association, New York, New York |
| May 7, 2009 | Michael Decker and Mike Nicholas, Co-Chief Executive Officers, Regional Bond Dealers Association |
| May 5, 2009 | Beth N. Lowson, Esq., The Nelson Law Firm, LLC, White Plains, New York |
| Apr. 17, 2009 | Robert F. Anderson, CFA, Senior Managing Director, Fixed Income Trading, New York, New York |
http://www.sec.gov/comments/sr-finra-2009-010/finra2009010.shtml
|
