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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook
(Release No. 34-59160; File No. SR-FINRA-2008-062)
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Apr. 28, 2009 | Erika L. Lazar, Senior Attorney, Office of General Counsel, FINRA, Washington, D.C. |
Jan. 26, 2009 | John S. Watts, Senior Vice President and Chief Counsel, PFS Investments Inc. |
Jan. 6, 2009 | Richard Sacks, Investors Recovery Service, Novato, California |
http://www.sec.gov/comments/sr-finra-2008-062/finra2008062.shtml
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