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Comments on FINRA Rulemaking

Notice of Filing to adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook

(Release No. 34-58905; File No. SR-FINRA-2008-054)


Jan. 12, 2009 Peter J.Chepucavage, General Counsel, Plexus Consulting LLC
Jan. 2, 2009 Philip Shaikun, FINRA, Washington, District of Columbia
Dec. 5, 2008 Amal Aly, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

 

 

 

 

http://www.sec.gov/comments/sr-finra-2008-054/finra2008054.shtml

Modified: 10/16/2014