|
|
 |
Comments on FINRA Rulemaking
Notice of Filing to adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook
(Release No. 34-58905; File No. SR-FINRA-2008-054)
|
| Jan. 12, 2009 | Peter J.Chepucavage, General Counsel, Plexus Consulting LLC |
| Jan. 2, 2009 | Philip Shaikun, FINRA, Washington, District of Columbia |
| Dec. 5, 2008 | Amal Aly, Managing Director and
Associate General Counsel, Securities Industry and Financial Markets Association |
http://www.sec.gov/comments/sr-finra-2008-054/finra2008054.shtml
|
