|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000
(Release No. 34-58651; File No. SR-FINRA-2008-047)
|
| Dec. 2, 2008 | Margo A. Hassan, Counsel, FINRA, New York, New York |
| Oct. 23, 2008 | Gregory M. Scanlon, Vice President & Associate General Counsel, Charles Schwab & Co., Inc., San Francisco, California |
| Oct. 23, 2008 | William A. Jacobson, Associate Clinical Professor, Cornell Law School and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Oct. 23, 2008 | David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois |
| Oct. 23, 2008 | Jill Gross, Director, and Stephanie Myers, Student Intern, Investor Rights Clinic, John Jay Legal Services, Inc., Pace University School of Law |
| Oct. 20, 2008 | Laurence S. Schultz, President, Public Investors Arbitration Bar Association |
| Oct. 20, 2008 | Barry D. Estell, Attorney At Law, Mission, Kansas |
| Oct. 9, 2008 | Steven B. Caruso, Maddox Hargett Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2008-047/finra2008047.shtml
|
