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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend the By-Laws of FINRA Regulation to Realign the Representation of Industry Members on the National Adjudicatory Council to Follow More Closely the Categories of Industry Representation on the FINRA Board
(Release No. 34-58626; File No. SR-FINRA-2008-046)
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| Oct. 22, 2008 | Carla C. Carloni, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia |
| Oct. 20, 2008 | Neal E. Nakagiri, Esq, NPB Financial Group, LLC, Burbank, California |
http://www.sec.gov/comments/sr-finra-2008-046/finra2008046.shtml
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