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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Private Placements of Securities Issued by Members

(Release No. 34-59262; File No. SR-FINRA-2008-020)
Mar. 9, 2009 Stan Macel, Assistant General Counsel, FINRA, Washington, D.C.
Feb. 17, 2009 Neville Golvala, CEO, ChoiceTrade
Feb. 17, 2009 Jack Hollander, Chairman, Investment Program Association, New York, New York

 

 

 

http://www.sec.gov/comments/sr-finra-2008-020/finra2008020.shtml
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Modified: 03/09/2009