|
|
Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Private Placements of Securities Issued by Members
(Release No. 34-59262; File No. SR-FINRA-2008-020)
|
Mar. 9, 2009 | Stan Macel, Assistant General Counsel, FINRA, Washington, D.C. |
Feb. 17, 2009 | Neville Golvala, CEO, ChoiceTrade |
Feb. 17, 2009 | Jack Hollander, Chairman, Investment Program Association, New York, New York |
http://www.sec.gov/comments/sr-finra-2008-020/finra2008020.shtml
|