SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Private Placements of Securities Issued by Members

(Release No. 34-59262; File No. SR-FINRA-2008-020)


Mar. 9, 2009 Stan Macel, Assistant General Counsel, FINRA, Washington, D.C.
Feb. 17, 2009 Neville Golvala, CEO, ChoiceTrade
Feb. 17, 2009 Jack Hollander, Chairman, Investment Program Association, New York, New York

 

 

 

http://www.sec.gov/comments/sr-finra-2008-020/finra2008020.shtml

Modified: 10/16/2014