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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances

(Release No. 34-57525; File No. SR-FINRA-2008-005)

Jun. 19, 2008 Margo A. Hassan, Counsel, FINRA Dispute Resolution, New York, New York
May 15, 2008 Steve Buchwalter, Esq., Attorney, Encino, California
Apr. 18, 2008 Laurence S. Schultz, Public Investors Arbitration Bar Association, Norman, Oklahoma
Apr. 17, 2008 Karen Tyler, President, North American Securities Administrators Association, Inc., Washington, District of Columbia
Apr. 15, 2008 Debra B. Hayes, Esquire, Attorney, Houston, Texas
Apr. 14, 2008 David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois
Apr. 10, 2008 Tim Canning, Law Offices of Timothy A. Canning, Arcata, California
Apr. 9, 2008 Barry D. Estell, Attorney At Law, Mission, Kansas
Apr. 1, 2008 Scott R. Shewan, Born, Pape & Shewan, LLP
Mar. 31, 2008 William A. Jacobson, Associate Clinical Professor, Director, Cornell Securities Law Clinic, Ithaca, New York
Mar. 29, 2008 Steve Buchwalter, Esquire, Attorney, Encino, California
Mar. 28, 2008 Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY Member, Deutsch Lipner, New York, New York
Mar. 26, 2008 Jeff Sonn, Esq., Sonn Erez, PLC, Fort Lauderdale, Florida
Mar. 21, 2008 Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York

Modified: 06/20/2008