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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances
(Release No. 34-57525; File No. SR-FINRA-2008-005)
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| Jun. 19, 2008 | Margo A. Hassan, Counsel, FINRA Dispute Resolution, New York, New York |
| May 15, 2008 | Steve Buchwalter, Esq., Attorney, Encino, California |
| Apr. 18, 2008 | Laurence S. Schultz, Public Investors Arbitration Bar Association, Norman, Oklahoma |
| Apr. 17, 2008 | Karen Tyler, President, North American Securities Administrators Association, Inc., Washington, District of Columbia |
| Apr. 15, 2008 | Debra B. Hayes, Esquire, Attorney, Houston, Texas |
| Apr. 14, 2008 | David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois |
| Apr. 10, 2008 | Tim Canning, Law Offices of Timothy A. Canning, Arcata, California |
| Apr. 9, 2008 | Barry D. Estell, Attorney At Law, Mission, Kansas | Apr. 1, 2008 | Scott R. Shewan, Born, Pape & Shewan, LLP |
| Mar. 31, 2008 | William A. Jacobson, Associate Clinical Professor, Director, Cornell Securities Law Clinic, Ithaca, New York |
| Mar. 29, 2008 | Steve Buchwalter, Esquire, Attorney, Encino, California |
| Mar. 28, 2008 | Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY Member, Deutsch Lipner, New York, New York |
| Mar. 26, 2008 | Jeff Sonn, Esq., Sonn Erez, PLC, Fort Lauderdale, Florida |
| Mar. 21, 2008 | Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2008-005/finra2008005.shtml
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