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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183
(Release No. 34-57050; File No. SR-FINRA-2007-040)
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| Jan. 29, 2008 | Amal Aly, Managing Director and
Associate General Counsel, Securities Industry and Financial Markets Association |
| Jan. 28, 2008 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers |
| Jan. 25, 2008 | Dale E. Brown, President and CEO, Financial Services Institute, Inc. |
| Jan. 23, 2008 | Darrell Braman, Vice President and Associate Legal Counsel and Sarah McCafferty, Vice President and Chief Compliance Officer, T. Rowe Price Investment Services Inc. |
| Jan. 24, 2008 | Sutherland Asbill & Brennan LLP |
| Jan. 24, 2008 | David E. Stone, Esq., Vice President & Associate General Counsel, Charles Schwab & Co., Inc. |
| Jan. 24, 2008 | Michael P. DeGeorge, General Counsel, NAVA |
| Jan. 24, 2008 | Stuart J. Kaswell, Partner, Dechert LLP |
| Jan. 24, 2008 | Heather Traeger, Assistant Counsel, Investment Company Institute |
| Jan. 24, 2008 | MaryAnn Lamendola, Chief Compliance Officer, Chase Investment Services Corporation |
| Jan. 24, 2008 | Heidi Stam, Managing Director and
General Counsel, Vanguard |
| Jan. 22, 2008 | Barbara Gill, Deputy Director of Regulatory Affairs, Stifel, Nicolaus & Company, Incorporated |
| Jan. 14, 2008 | Douglas A. Wright, CCO, Bedminster, New Jersey |
| Jan. 4, 2008 | Jeremiah O'Connell |
http://www.sec.gov/comments/sr-finra-2007-040/finra2007040.shtml
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