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Comments on FINRA Rulemaking
Notice of Filing of
Proposed Rule Change and Amendment No. 1 thereto to Amend Trade Reporting Rules to
Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA
(Release No. 34-57020; File No. SR-FINRA-2007-012)
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| Mar. 27, 2009 | Lisa Horrigan, Esq. |
| Feb. 29, 2008 | Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York |
| Feb. 1, 2008 | Shane E. Swanson, Managing Director, Citigroup, Mount Pleasant, South Carolina |
| Jan. 24, 2008 | Ann L. Vlcek, Managing Director and Associate General Counsel, SIFMA |
http://www.sec.gov/comments/sr-finra-2007-012/finra2007012.shtml
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