SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on FICC Rulemaking

Notice of Filing of Proposed Rule Change to Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division

(Release No. 34-70925; File No. SR-FICC-2013-10)


Dec. 5, 2013 Peter Nowicki

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-ficc-2013-10/ficc201310.shtml

Modified: 12/06/2013