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Comments on FICC Rulemaking
Notice of Filing of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
(Release No. 34-63361; File No. SR-FICC-2010-09)
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| Feb. 27, 2011 | Michael Bodson, Chief Operating Officer and President, Fixed Income Clearing Corporation, and Walt Lukken, Chief Executive Officer, New York Portfolio Clearing, LLC |
| Feb. 14, 2011 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a February 14, 2011, meeting with a representative of New York Portfolio Clearing |
| Feb. 7, 2011 | Michael Bodson, Executive Managing Director, Fixed Income Clearing Corporation, and Walt Lukken, Chief Executive Officer, New York Portfolio Clearing, LLC |
| Jan. 25, 2011 | Memorandum from Division of Trading and Markets regarding a January 25, 2011 phone call with representatives of the Fixed Income Clearing Corporation, New York Portfolio Clearing, and NYSE Liffe US |
| Jan. 20, 2011 | Memorandum from Division of Trading and Markets regarding a January 14, 2011 phone call with staff from the Fixed Income Clearing Corporation |
| Jan. 20, 2011 | Memorandum from Division of Trading and Markets regarding a January 11, 2011, phone call with staff from the Options Clearing Corporation |
| Jan. 10, 2011 | Alex Kogan, Vice President and Deputy General Counsel, The NASDAQ OMX Group, Rockville, Maryland |
| Jan, 4, 2011 | Douglas Landy, Allen & Overy LLP, on behalf of the Fixed Income Clearing Corporation |
| Dec. 21, 2010 | Joan Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland |
| Dec. 21, 2010 | Adam Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois |
| Dec. 21, 2010 | William H. Navin, Executive Vice President and General Counsel, The Options Clearing Corporation |
| Dec. 21, 2010 | John McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois |
| Dec. 21, 2010 | Gary DeWaal, Senior Managing Director and Group General Counsel, Newedge USA, LLC, New York, New York |
| Dec. 21, 2010 | Donald R. Wilson, Jr., DRW Trading Group |
| Dec. 20, 2010 | Bert Fuqua, Managing Director and Counsel, and David Kelly, Managing Director, Legal, UBS Securities LLC |
| Dec. 17, 2010 | John Willian, Managing Director, Goldman, Sachs & Co. |
| Dec. 15, 2010 | Richard D. Marshall, Ropes & Gray LLP |
| Dec. 10, 2010 | John C. Hiatt, Chief Administrative Officer, Ronin Capital LLC |
| Dec. 8, 2010 | Ronald H. Filler, Professor of Law, Director, Center on Financial Services Law, New York Law School |
| Dec. 6, 2010 | Douglas J. Engmann, President, Engmann Options, Inc., San Francisco, California |
| Dec. 2, 2010 | Jack DiMaio, Managing Director, Morgan Stanley, New York, New York |
http://www.sec.gov/comments/sr-ficc-2010-09/ficc201009.shtml
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