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Comments on DTC Rulemaking

Notice of Filing of Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents

(Release No. 34-55816; File No. SR-DTC-2006-16)


Mar. 12, 2010 Memorandum from the Office of Chairman regarding a February 12, 2010, meeting with representatives of the Securities Transfer Association
Jul. 30, 2008 John J. Petrofsky, Associate Counsel, The Depository Trust Company, New York, New York
Jul. 15, 2008 Edward L. Pittman on behalf of the Securities Transfer Association Inc.
Jul. 11, 2008 William J. Speirs, President, Securities Transfer Association of Canada, Toronto, Canada
Jul. 10, 2008 Barbara Trivedi, Shareholder Services Manager, Crescent Banking Company
Jul. 10, 2008 Dorothy Miller, Vice President & Trust Officer Manager, Corporate Trust Services, Hancock Bank
Jul. 10, 2008 Kevin Kopaunik, Fidelity Transfer Company, Sandy, Utah
Jul. 10, 2008 Steven G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company
Jul. 7, 2008 Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Fall, Minnesota
Jul. 9, 2008 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Jul. 2, 2008 Martin (Jay) J. McHale Jr., President, US Equity Services, Computershare
Apr. 10, 2008 Charles D. Bethill, Esquire, Partner, Thacher Proffitt & Wood LLP, New York, New York
Mar. 20, 2008 Mary C. Fernandez, Standard Registrar Transfer Agency, Inc.
Mar. 20, 2008 Cristeena G. Naser, American Bankers Association, Washington, District of Columbia
Mar. 20, 2008 Martin (Jay) J. McHale, President, US Equity Services, Computershare
Mar. 20, 2008 Ray Dunn, Atlanta, Georgia
Mar. 20, 2008 Kevin Halter, Jr., President, Securities Transfer Corporation, Frisco, Texas
Mar. 19, 2008 Steven Nelson, Chairman and President, Continental Stock Transfer & Trust Company, New York, New York
Mar. 19, 2008 Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Falls, Minnesota
Mar. 18, 2008 William J. Speirs, President, Securities Transfer Association of Canada, Toronto, Canada
Mar. 18, 2008 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Dec. 28, 2007 Charles D. Bethill, Esq., Partner, Thacher Proffitt & Wood LLP, New York, New York
Jun. 29, 2007 Gary N. Nazare, Managing Director, Transfer Agency Services, The Bank of New York
Jun. 27, 2007 Thomas M. Sullivan, Chief Counsel for Advocacy, and Charles A. Maresca, Director, Interagency Affairs, U.S. Small Business Administration
Jun. 26, 2007 William Speirs, President, Securities Transfer Association of Canada, Toronto, Canada
Jun. 26, 2007 Susanne Trimbath, Ph.D., CEO and Chief Economist, STP Advisory Services, LLC, Santa Monica, California
Jun. 22, 2007 J. Robert Morris, Managing Director, Valiant Trust Company
Jun. 22, 2007 James R. Nielsen, Senior Vice President, U.S. Bank National Association
Jun. 22, 2007 Steven Rothbloom, President and CEO, Computers Share North America
Jun. 22, 2007 Cristeena G. Naser, Senior Counsel, Center for Securities, Trust & Investments, American Bankers Association
Jun. 22, 2007 Lennie M. Kaufman, Executive Vice President, Wells Fargo Shareowner Services
Jun. 22, 2007 Charles V. Rossi, President, Securities Transfer Association
Jun. 22, 2007 Albert Howell, Chairman, SIFMA Securities Operations Division, Regulatory & Clearance Committee
Jun. 22, 2007 James D. Boggus, Jr., President and CEO, Crescent Banking Company and Crescent Bank and Trust Company, Jasper, Georgia
Jun. 22, 2007 Joan M. DiBlasi, Shareholder Services Association, Columbus, Georgia
Jun. 22, 2007 James Becker
Jun. 22, 2007 Lawrence Morillo, Chairman, Legal and Regulatory Subcommittee, SIFMA Operations Committee
Jun. 21, 2007 Dennis Callahan, Chairman, Bank Depository User Group
Jun. 21, 2007 Artie Retolatto
Jun. 21, 2007 Kevin Kopaunik, Salt Lake City, Utah
Jun. 21, 2007 Jonathan Miller, President, StockTrans, Inc.
Jun. 20, 2007 Steven G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company
Jun. 20, 2007 Salli Marinov, President/CEO, First American Stock Transfer Company
Jun. 20, 2007 Steve Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company
Jun. 19, 2007 Thomas L. Montrone, President and Chief Executive Officer, Registrar and Transfer Company
Jun. 19, 2007 The Surety & Fidelity Association of America
Jun. 19, 2007 Walter E. Grote, Sr. Vice President, Travelers Bond & Financial Products, Hartford, Connecticut
Jun. 15, 2007 Steven D. Lucas, Director of Transfer Agent Compliance, Boston, Massachusetts
Jun. 5, 2007 Loren K. Hanson, Assistant Secretary, Otter Tail Corporation

 

http://www.sec.gov/comments/sr-dtc-2006-16/dtc200616.shtml


Modified: 10/16/2014