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Comments on CHX Rulemaking

Notice of Filing of Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor’s 500 Index

[Release No. 34-62130; File No. SR-CHX-2010-10]


Aug. 20, 2010 Memorandum from the Office of Commissioner Walter regarding an August 16, 2010, meeting with representatives of Nasdaq OMX
Jul. 19, 2010 Memorandum from the Office of Commissioner Walter regarding a June 30, 2010, meeting with representatives of the Managed Funds Association
Jun. 9, 2010 John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois
Jun. 9, 2010 Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Jun. 8, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 4, 2010, telephone call with a representative of Accenture plc
Jun. 8, 2010 Liam Connell, Allston Trading, LLC; Richard B. Gorelick, RGM Advisors, LLC; Adam Nunes, Hudson River Trading LLC; and Cameron Smith, Quantlab Financial, LLC
Jun. 4, 2010 Daniel Mathisson, Manager Director, Credit Suisse Securities (USA) LLC
Jun. 3, 2010 George U. Sauter, Managing Director and Chief Investment Officer, The Vanguard Group, Inc.
Jun. 3, 2010 Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade
May 28, 2010 Melissa L. Bean, U.S. House of Representatives
May 27, 2010 Judith Kittinger
May 20, 2010 Paul Rogers
May 19, 2010 Cliff Pereira
May 13, 2010 James K. Rutledge
May 13, 2010 Thomas Hofler Ph.D.
May 11, 2010 Rep. Edward J. Markey, U.S. House of Representatives
May 10, 2010 Sen. Charles E. Schumer, U.S. Senate

 

http://www.sec.gov/comments/sr-chx-2010-10/chx201010.shtml

Modified: 10/16/2014