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Comments on BX Rulemaking

Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX Price Improvement Period

(Release No. 34-65330; File No. SR-BX-2011-046)


Submitted Comments

Dec. 9, 2011 Michael J. Burbach, Vice President, Legal Affairs, BOX Options Exchange
Dec. 9, 2011 Anthony D. McCormick, Chief Executive Officer, BOX Options Exchange, Chicago, Illinois
Nov. 17, 2011 John C. Nagel, Managing Director and General Counsel, Citadel Securities LLC
Nov. 17, 2011 Michael J. Simon, Secretary, International Securities Exchange, New York, New York
Nov. 14, 2011 Christopher Nagy, Managing Director Order Strategy, TD Ameritrade, Inc.

Meetings with SEC Officials

Dec. 2, 2011 Memorandum from the Division of Trading and Markets regarding a December 2, 2011, teleconference with representatives of International Securities Exchange, LLC.
Nov. 19, 2011 Memorandum from the Division of Trading and Markets regarding a November 19, 2011, teleconference with representatives of IMC Financial Markets
Nov. 16, 2011 Memorandum from the of Commissioner Walter regarding a November 16, 2011, meeting with representatives of the Boston Options Exchange


Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee

(Release No. 34-64981; File No. SR-BX-2011-046)


Submitted Comments

Oct. 10, 2011 Anthony J. Saliba, CEO, LiquidPoint, LLC, Chicago, Illinois
Sep. 12, 2011 Christopher Nagy, Managing Director Order Strategy, TD Ameritrade
Sep. 9, 2011 Anthony D. McCormick, CEO, BOX Options Exchange, Chicago, Illinois
Aug. 22, 2011 Michael J. Simon, Secretary, International Securities Exchange, New York, New York
Aug. 15, 2011 Andrew Stevens, Legal Counsel, IMC Financial Markets
Aug. 12, 2011 John C. Nagel, Managing Director and General Counsel, Citadel LLC

 

http://www.sec.gov/comments/sr-bx-2011-046/bx2011046.shtml

Modified: 10/16/2014