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Comments on BATS Rulemaking

Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions."

[Release No. 34-62340; File No. SR-BATS-2010-016]


Aug. 16, 2010 Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq
Aug. 16, 2010 Eric Swanson, General Counsel, BATS Exchange, Inc., Lenexa, Kansas
Jul. 30, 2010 Memorandum from the Office of Commissioner Walter regarding a July 27, 2010, meeting with representatives of Instinet, LLC
Jul. 28, 2010 Memorandum from the Office of Commissioner Paredes regarding a July 28, 2010, meeting with representatives of Instinet, LLC and Promontory Financial Group, LLC
Jul. 26, 2010 Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Jul. 21, 2010 Manisha Kimmel, Executive Director, Financial Information Forum
Jul. 20, 2010 Ira P. Shapiro, Managing Director, BlackRock, Inc., San Francisco, California
Jul. 20, 2010 John McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois
Jul. 19, 2010 Peter A. Ianello, Chicago, Illinois
Jul. 19, 2010 Karrie McMillan, General Counsel, Investment Company Institute
Jul. 19, 2010 David C. Cushing, Director of Global Equity Trading, Wellington Management Company, LLP
Jul. 19, 2010 Gary DeWaal, Senior Managing Director and Group General Counsel, Newedge USA, LLC

 

http://www.sec.gov/comments/sr-bats-2010-016/bats2010016.shtml

Modified: 10/16/2014