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Comments on Amex Rulemaking

Notice of Filing of Proposed Rule Change Relating to Exchange Rules Regarding Specialist Commissions

(Release No. 34-55533; File No. SR-Amex-2007-13)


Apr. 26, 2007 Samuel F. Lek
Apr. 17, 2007 Jonathan Q. Frey, Managing Partner of J. Streicher & Co., Brendan E. Cryan, Brendan E. Cryan and Company, LLC, Robert B. Nunn, Cohen Specialists LLC, and Michael Marchisi, AIM Specialists
Feb. 13, 2007 Jerry 0' Connell, Chief Regulatory Officer, Susquehanna Investment Group

 

 

 

 

 

 

http://www.sec.gov/comments/sr-amex-2007-13/amex200713.shtml

Modified: 10/16/2014