SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933

[Release Nos. 33-9071, 34-60798, IC-28943; File No. S7-25-09]

Apr. 21, 2010 Anne Simpson, Senior Portfolio Manager, Corporate Governance, B Investment Office on behalf of the California Public Employees’ Retirement System
Apr. 7, 2010 Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's
Feb. 26, 2010 James Lardner, Senior Policy Analyst, Demos
Jan. 8, 2010 Memorandum from the Division of Corporation Finance regarding a January 6, 2010, meeting with representatives of Moody's Corporation
Dec. 17, 2009 Robert E. Buckholz, Jr., Chair, Securities Regulation Committee, Association of the Bar of the City of New York
Dec. 16, 2009 Mary Keogh, Managing Director, Regulatory Affairs, and Daniel Curry, President, DBRS, Inc.
Dec. 14, 2009 Professor Laurence H. Tribe and Thomas C. Goldstein
Dec. 14, 2009 Charles D. Brown, General Counsel, Fitch, Inc.
Dec. 14, 2009 Michel Madelain, Chief Operating Officer, Moody’s Investors Service
Dec. 14, 2009 Deven Sharma, President, Standard and Poor's, New York, New York
Dec. 14, 2009 Laurel N. Leitner, Senior Analyst, Council of Institutional Investors, Washington, District of Columbia
Dec. 14, 2009 Karrie McMillan, General Counsel, Investment Company Institute
Dec. 14, 2009 Sean C. Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association, New York, New York

Modified: 07/13/2010