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Comments on Proposed Rule:
Amendments to Regulation SHO and Rule 10a-1
[Release No. 34-54891; File No. S7-21-06]
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| Apr. 11, 2007 |
Dave Patch |
| Feb. 28, 2007 |
Bruce Thompson, Trenton, Florida |
| Feb. 16, 2007 |
Claire P. McGrath, Senior Vice President and General Counsel, American Stock Exchange, New York, New York |
| Feb. 16, 2007 |
Ira D. Hammerman, Managing Director and General Counsel, SIFMA |
| Feb. 14, 2007 |
James J. Angel, Ph.D., Associate Professor of Finance, McDonough School of Business, Georgetown University |
| Feb. 14, 2007 |
Mary Yeager, Assistant Secretary, New York Stock Exchange LLC |
| Feb. 14, 2007 |
Gerard S. Citera, Executive Director, UBS Securities LLC, Stamford, Connecticut |
| Feb. 12, 2007 |
H. Glenn Bagwell, Jr., Attorney, Raleigh, North Carolina |
| Feb. 12, 2007 |
John G. Gaine, President, Managed Funds Association |
| Feb. 12, 2007 |
Lisa M. Utasi, Chairman of the Board, and John C. Giesea, President and CEO, Security Traders Association |
| Feb. 11, 2007 |
Hillary Thomas, Curency Trader, Golden Valley, Minnesota |
| Feb. 11, 2007 |
David Schwarz, Registered Representative |
| Feb. 11, 2007 |
Carl Z. Giannone |
| Feb. 11, 2007 |
Lars D. Roose, Inventor, Albuquerque, New Mexico |
| Feb. 9, 2007 |
S. Kevin An, Deputy General Counsel, E*TRADE Brokerage Holdings, Inc. |
| Feb. 7, 2007 |
William C. Bitting, Retired, St. Louis, Missouri |
| Feb. 6, 2007 |
Howard Teitelman, CSO, Trillium Trading |
| Jan. 25, 2007 |
Shawn P. Brandom, investor, Stanwood, Washington |
| Jan. 22, 2007 |
Joan O'Leary |
| Jan. 21, 2007 |
Candice Grant |
| Jan. 18, 2007 |
Charles P. Bennett, MD, Fond du Lac, Wisconsin |
| Jan. 17, 2007 |
Carlos Molina, Venice Beach, California |
| Jan. 12, 2007 |
David Patch |
| Jan. 1, 2006 |
Dave Patch, Investor Advocate
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| Dec. 28, 2006 |
Roland L. Pitts, Private Investor, Mechanicsville, Virginia
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| Dec. 19, 2006 |
Jim Ferguson
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| Dec. 19, 2006 |
Peter J. Chepucavage, General Counsel, Plexus Consulting, on behalf of International Association of Small Broker-Dealers and Advisors
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http://www.sec.gov/comments/s7-21-06/s72106.shtml
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