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Temporary Registration of Municipal Advisors

[Release No. 34-62824; File No. S7-19-10]


Nov. 19, 2010 Memorandum from the Division of Trading and Markets regarding a November 19, 2010, meeting with representatives from the National Association of Energy Service Companies, Chevron Energy Solutions, Bingham McCutchen LLP, and the Municipal Securities Rulemaking Board
Nov. 15, 2010 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Oct. 13, 2010 Carolyn Walsh, Vice President and Senior Counsel Center for Securities, Trust and Investments, American Bankers Association, and Deputy General Counsel, ABA Securities Association
Oct. 13, 2010 Amy Natterson Kroll and W. Hardy Callcott, Bingham McCutchen LLP, on behalf of the National Association of Energy Services Companies
Oct. 8, 2010 Steve Apfelbacher, President, National Association of Independent Public Finance Advisors
Oct. 5, 2010 Joy A. Howard, WM Financial Strategies, St. Louis, Missouri
Sep. 28, 2010 John J. Wagner, Kutak Rock LLP
Sep. 27, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding a September 15, 2010, meeting with representatives of SIFMA
Sep. 21, 2010 Memorandum from the Office of Commissioner Aguilar regarding a September 14, 2010 Meeting with Representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Sep. 7, 2010 Brad R. Jacobsen, South Jordan, Utah

 

http://www.sec.gov/comments/s7-19-10/s71910.shtml

Modified: 10/16/2014