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Comments on Proposed Rule: Proxy Disclosure and Solicitation Enhancements

[Release Nos. 33-9052, 34-60280, IC-28817; File No. S7-13-09]


Dec. 8, 2009 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Nov. 19, 2009 Memorandum from the Division of Corporation Finance regarding a November 12, 2009, meeting with representatives of Hermes Equity Ownership Services Ltd. and Hitchcock Law Firm PLLC
Nov. 18, 2009 Halpin T. Burke
Nov. 12, 2009 Memorandum from the Division of Corporation Finance regarding a November 9, 2009, meeting with representatives of the Federal Policy Group, Pearl Meyer & Partners, and Clark and Wamberg LLC
Nov. 8, 2009 Gary D. Brouse, Hackensack, New Jersey
Nov. 5, 2009 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 3, 2009, meeting with representatives of Council of Institutional Investors and California Public Employees Retirement System
Oct. 23, 2009 Memorandum from the Division of Corporation Finance regarding an October 22, 2009, meeting with representatives of Watson Wyatt & Company, Mercer, Towers Perrin, Marsh & McClennan Companies, Hewitt Associates LLC, King & Spalding, Gibson Dunn & Crutcher, and Patton Boggs LLP
Oct. 23, 2009 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 22, 2009, meeting with representatives of The Business Roundtable
Oct. 16, 2009 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, New York, New York
Oct. 8, 2009 Dr. Andrea C. Hall
Oct. 5, 2009 Memorandum from the Office of Commissioner Paredes regarding an October 5, 2009, meeting with representatives of Hewitt Associates LLC, Watson Wyatt & Company, Mercer, Towers Perrin, and Patton Boggs LLP
Sep. 29, 2009 Roy Snell, CEO, Society of Corporate Compliance and Ethics
Sep. 24, 2009 John Okray, Vice President and Asst. Counsel, OppenheimerFunds, Inc., New York, New York
Sep. 20, 2009 Paul M. Neuhauser, on behalf of the Interfaith Center on Corporate Responsibility
Sep. 18, 2009 Alfred F. Delchamps, III, Senior Associate Counsel, Protective Life Corporation
Sep. 16, 2009 Anne Simpson, Senior Portfolio Manager, Global Equity, California Public Employees’ Retirement System
Sep. 16, 2009 Mark A. Borges, Principal, Compensia, Inc., San Jose, California
Sep. 16, 2009 Roderick A. Palmore, Executive Vice President, General Counsel & Chief Corporate and Risk Management Officer, General Mills, Inc.
Sep. 16, 2009 Ashbel C. Williams, Executive Director and CIO, Florida State Board of Administration, Tallahassee, Florida
Sep. 16, 2009 Anthony J. Horan, Corporate Secretary, Office of the Secretary, JPMorgan Chase Co., New York, New York
Sep. 16, 2009 William M. Tartikoff, Senior Vice President and General Counsel, Calvert Group, Ltd. and Ivy Wafford Duke, Assistant Vice President, and Deputy General Counsel, Calvert Group, Ltd.
Sep. 15, 2009 Carl Brooks, President and CEO, The Executive Leadership Council
Sep. 15, 2009 Ilene H. Lang, Catalyst; Carl Brooks, The Executive Leadership Council; Carlos F. Orta, HACR; J.D. Hokoyama, LEAP; and Patrick M. Prout, The Prout Group; Alliance for Board Diversity
Sep. 15, 2009 Paul E. Platten, Ph.D., Vice President, Global Practice Director, Human Capital Group and Steve Seelig, Esq., Executive Compensation Counsel, Watson Wyatt Worldwide
Sep. 15, 2009 David N. Swinford, President and CEO, Pearl Meyer and Partners, New York, New York
Sep. 15, 2009 Memorandum from the Division of Corporation Finance Regarding Meetings held on August 19, 2009, August 21, 2009, and August 27, 2009 with representatives of Hewitt Associates LLC, Mercer, Watson Wyatt & Company, Patton Boggs LLP, and Towers Perrin
Sep. 15, 2009 Charles G. Tharp, Executive Vice President for Policy, Center On Executive Compensation
Sep. 15, 2009 Thomas R. Moore, Vice President, Corporate Secretary and Chief Governance Officer, Ameriprise Financial, Inc.
Sep. 16, 2009 Thomas Quaadman, Executive Director for Financial Reporting Policy and Investor Opportunity, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Sep. 15, 2009 Linda E. Amuso, President, Radford and Ted Buyniski, Senior Vice President, Radford
Sep. 15, 2009 Marc Hodak, Managing Director, Hodak Value Advisors and Professor, New York University, Markets, Ethics, and Law Program, New York, New York
Sep. 15, 2009 Niels Holch, Executive Director, Shareholder Communications Coalition
Sep. 15, 2009 Sterling H. McDonald, VP, CFO and Treasurer, Evolution Petroleum Corporation
Sep. 15, 2009 Katherine Rabin, Chief Executive Officer, Glass, Lewis & Co. and Robert McCormick, Chief Policy Officer, Glass, Lewis & Co.
Sep. 15, 2009 Wendy Beecham, CEO, Forum for Women Entrepreneurs & Executives
Sep. 15, 2009 Steven Minsky, Chief Executive Officer, LogicManager, Inc.
Sep. 15, 2009 Michael S. Kesner, Principal, Deloitte Consulting LLP
Sep. 15, 2009 Mary Kay Craig, Sisters of Charity BVM
Sep. 15, 2009 Cleary Gottlieb Steen & Hamilton LLP
Sep. 15, 2009 Justin Delaney, Vice President, Assistant General Counsel, StanCorp Financial Group, Inc.
Sep. 15, 2009 Sullivan & Cromwell LLP
Sep. 15, 2009 Arden T. Phillips, Chairman, Corporate and Securities Committee, Association of Corporate Counsel
Sep. 15, 2009 Daniel Helming
Sep. 15, 2009 Diane Doubleday
Sep. 15, 2009 Grant Thornton LLP
Sep. 15, 2009 Russell P. Fradin, Chairman and Chief Executive Officer, Hewitt Associates LLC
Sep. 15, 2009 Ernst & Young LLP
Sep. 15, 2009 Mark E. Warren, Vice President, Tax & Finance, Retail Industry Leaders Association
Sep. 15, 2009 Eleanor Bloxham, CEO, The Value Alliance and Corporate Governance Alliance
Sep. 15, 2009 James C. Fleming, Executive Vice President & General Counsel, Wisconsin Energy Corporation
Sep. 15, 2009 R. Garrett Rogers, Esq., Partner, Grahall Consulting Partners
Sep. 15, 2009 Denise L. Nappier, State Treasurer, Connecticut State Treasurer
Sep. 15, 2009 Gerald W. McEntee, International President, American Federation of State, County
Sep. 15, 2009 Anna Burger, International Secretary Treasurer, Service Employees International Union
Sep. 15, 2009 Karrie McMillan, General Counsel, Investment Company Institute
Sep. 15, 2009 Ilene H. Lang, President & CEO, Catalyst
Sep. 15, 2009 Elizabeth Varley, Managing Director, Securities Industry and Financial Market
Sep. 15, 2009 James F. Reda, Founder and Managing Director, James F. Reda & Associates LLC
Sep. 15, 2009 Dr. Daniel Summerfield, Co-Head of Responsible Investment, Universities Superannuation Scheme -UK; Ann Byrne, Chief Executive Officer, Australian Council of Super Investors -Australia; Abigail Herron, Corporate Governance Manager, The Co-operative Asset Management -UK; Elizabeth E. McGeveran, Senior Vice President, Governance & Sustainable Investment F&C Management Ltd. -Boston; Wayne Kozun, Senior Vice President, Public Equities Ontario Teachers' Pension Plan -Canada; Marcel Jeucken, Head of Responsible Investment, POGM Investments -Netherlands; and Frank Curtiss, Head of Corporate Governance, Railpen Investments -UK
Sep. 15, 2009 Carolyn McPhillips, Counsel, Mutual Fund Directors Forum
Sep. 15, 2009 Sara Watkins
Sep. 15, 2009 Barbara Hackman, Chair, National Association of Corporate Directors and Ken Daly, President and CEO, National Association of Corporate Directors
Sep. 15, 2009 Neila B. Radin, Chair, Securities Law Committee, Society of Corporate Secretaries & Governance Professionals
Sep. 15, 2009 Ruth Strauss, Strauss Consulting
Sep. 15, 2009 Suzanne Schulze Taylor, Associate General Counsel and Assistant, NACCO Industries, Inc.
Sep. 15, 2009 Gary M. Locke, Managing Director, Towers Perrin and Paula H. Todd, Managing Principal, Towers Perrin
Sep. 15, 2009 David Certner, Legislative Counsel and Legislative Policy Director Government Relations and Advocacy, AARP
Sep. 15, 2009 Diane L. Doubleday, Worldwide Partner, Mercer
Sep. 15, 2009 Alexander F. Brigham, Executive Director, Ethisphere Institute; Stefan Linssen, Editor-in-Chief, The Ethisphere Institute; and Stephen Martin, Managing Director, The Ethisphere Institute
Sep. 15, 2009 Patricia L. Roberts, Assistant Secretary, The Southern Company
Sep. 15, 2009 Amy B. R. Lancellotta, Managing Director, Independent Directors Council
Sep. 15, 2009 Glyn A. Holton, Executive Director, United States Proxy Exchange, et al.
Sep. 15, 2009 Ira T. Kay, Practice Director, Compensation Practice, Watson Wyatt Worldwide and Steven Seelig, Executive Compensation Counsel, Research and Innovation Center Watson Wyatt Worldwide
Sep. 15, 2009 John B. Keane, American Electric Power Company, Inc.
Sep. 15, 2009 Ryan J. Maley, Software Technologies Group
Sep. 15, 2009 David H. Zellner, Chief Investment Officer, General Board of Pension and Health Benefits of The United Methodist Church
Sep. 15, 2009 Bess Joffe, Associate Director, Hermes Equity Ownership Services Ltd.
Sep. 15, 2009 Matthew Lepore, Vice President and Chief Counsel – Corporate Governance Assistant General Counsel, Pfizer Inc.
Sep. 15, 2009 Edward J. Durkin, Director, Corporate Affairs Department, United Brotherhood of Carpenters
Sep. 15, 2009 Meredith Williams, Executive Director, Colorado Public Employees' Retirement Association
Sep. 15, 2009 Mary Ellen Carter, Associate Professor, Boston College
Sep. 15, 2009 Cheryl Smith, President, Trillium Asset Management Corporation
Sep. 15, 2009 Laurene H. Horiszny, Chief Compliance Officer, BorgWarner Inc.
Sep. 15, 2009 Alexander M. Cutler, Chairman and Chief Executive Officer of Eaton Corporation Chair, Corporate Leadership Initiative, Business Roundtable
Sep. 15, 2009 Thomas F. Larkins, Vice President, Corporate Secretary and Deputy General Counsel, Honeywell International Inc.
Sep. 15, 2009 Lissa Lamkin Broome, Wachovia Professor of Banking Law, Director, Center for Banking and Finance Director, Director Diversity Initiative University of North Carolina School of Law and Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, Working Group Member, Director Diversity Initiative, Board of Advisors, Center for Banking and Finance, University ofNorth Carolina School of Law University of North Carolina School of Law
Sep. 14, 2009 Rev. Seamus P. Finn, Director, Justice, Peace and Integrity of Creation Office Missionary Oblates of Mary Immaculate
Sep. 14, 2009 Nancy Sims, President, The Robert Toigo Foundation
Sep. 14, 2009 Christopher Ailman, Chief Investment Officer, California State Teachers' Retirement System
Sep. 14, 2009 Patrick M. Prout, President & CEO, The Prout Group, Inc.
Sep. 14, 2009 Timothy Smith, Senior Vice President, Walden Asset Management
Sep. 14, 2009 Miriam Burgess, President, Board of Directors Network
Sep. 14, 2009 Integrated Governance
Sep. 14, 2009 David E. Gordon, Principal, Frederick W. Cook & Co.
Sep. 14, 2009 Chloe Drew, Executive Director, Council of Urban Professionals
Sep. 14, 2009 D. Scott Freed, Chair and Penny Somer-Greif, Vice-Chair, Maryland State Bar Association
Sep. 14, 2009 Chadbourne & Parke LLP
Sep. 14, 2009 Dawn K. Wolfe, Associate Director of ESG Research, Boston Common Asset Management; John Horning, Executive Director, WildEarth Guardians; and Carole Lombard csj, Director of Justice and Peace, Sisters of St. Joseph, Boston Common Asset Management
Sep. 14, 2009 Daniel F. Pedrotty, Director, American Federation of Labor and Congress of Industrial Organizations
Sep. 14, 2009 Linda K. Bollinger, Founder & Board Chair, Boardroom Bound
Sep. 14, 2009 Paul Hodgson, Senior Research Associate, Portland, Maine
Sep. 14, 2009 Lisa N. Woll, CEO, Social Investment Forum, Washington, District of Columbia
Sep. 14, 2009 Keith Bozarth, Executive Director, State of Wisconsin Investment Board, Madison, Wisconsin
Sep. 14, 2009 Ellen Toplin, President of The Forum of Executive Women, Fort Washington, Pennsylvania
Sep. 14, 2009 Christine Jacobs, Chairman and Chief Executivc Officer, Theragenics Corporation
Sep. 14, 2009 Davis Polk & Wardwell LLP
Sep. 14, 2009 Anne K. Kvam, Global Head of Corporate Governance, Norges Bank Investment Management
Sep. 12, 2009 Steve Quinlivan
Sep. 11, 2009 Jorge Corralejo, Chairman and CEO, Latino Business Chamber of Greater Los Angeles
Sep. 11, 2009 Andy Restaino, Principal, Towers Perrin and Ted Jarvis, Principal, Executive Compensation, Towers Perrin
Sep. 11, 2009 Julie F. Gorte, Ph.D., Pax World Management Corp. and Tracey C. Rembert, Sustainability Analyst and Governance Advocate, Pax World Management Corp.
Sep. 11, 2009 Christopher K. Young, National Compensation Practice Leader, Buck Consultants, New York, New York
Sep. 10, 2009 Kathryn J. Hayley, Chief Executive Officer, Aon Consulting
Sep. 10, 2009 Kathleen C. Stone, President, The Boston Club
Sep. 10, 2009 Richard F. Chambers, Certified Internal Auditor, Certification in Control Self-Assessment, Certified Government Auditing Professional, President and Chief Executive Officer, Institute of Internal Auditors
Sep. 10, 2009 Frank Coleman "Cole" Inman, Corporate Governance Adviser, Former Business Professor
Sep. 10, 2009 Carol Bowie, Head of the Governance Institute, RiskMetrics Group
Sep. 10, 2009 Memorandum from the Office of Commissioner Aguilar regarding a September 1, 2009 Meeting with Representatives of Marsh & McLennan; Mercer, Watson Wyatt; Hewitt; and Towers Perrin
Sep. 9, 2009 Carla Rutley, Executive Director, Milwaukee Women Inc.
Sep. 9, 2009 Robert J. Ahrenholz, Esq., Partner, Kutak Rock LLP, Denver, Colorado
Sep. 9, 2009 Cary Klafter, Vice President, Legal and Corporate Affairs, and Corporate Secretary, Intel Corporation
Sep. 9, 2009 Michael A. Wiebe, Principal, Wiebe Associates, LLC
Sep. 8, 2009 Rona Wells, President, InterOrganization Network (ION)
Sep. 8, 2009 Bruce Brumberg, Editor-in-Chief, myStockOptions.com, Brookline, Massachusetts
Sep. 8, 2009 Justin Levis, Senior Research Associate, Council of Institutional Investors
Sep. 8, 2009 Hye-Won Choi, Senior Vice President and Head of Corporate Governance, TIAA-CREF, New York, New York
Sep. 5, 2009 Roger Clegg, President and General Counsel, Center for Equal Opportunity
Sep. 3, 2009 Donald H. Meiers, Principal, Miles & Stockbridge P.C. and Dan Gode, Clinical Associate Professor of Accounting, New York University Stern School of Business
Sep. 3, 2009 Franck Devillon
Sep. 2, 2009 Diana Oleskevich
Sep. 2, 2009 John C. Guerra, Jr., CEO, New America Alliance, Dallas, Texas
Sep. 2, 2009 Allen C. Goolsby, Alan C. Stephenson, Alan M. Miller, and William A. Marsh
Sep. 1, 2009 Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of Hewitt Associates LLC; Watson Wyatt & Company; Mercer; Towers Perrin; Marsh & McLennan; and Patton Boggs LLP
Aug. 31, 2009 Diana K. Oleskevich, CSJA, Justice Coordinator, Sisters of St. Joseph of Carondelet, St.Louis Province, St. Louis, Missouri
Aug. 31, 2009 Carlos F. Orta, President CEO, Hispanic Association on Corporate Responsibility, Washington, District of Columbia
Aug. 29, 2009 Keith Paul Bishop
Aug. 27, 2009 Mark Whitton
Aug. 26, 2009 James J. Givens
Aug. 26, 2009 Valerie Heinonen, o.s.u., Consultant, Corporate Social Responsibility, on behalf of the Ursuline Sisters of Tildonk
Aug. 25, 2009 Valerie Heinonen, o.s.u., Consultant, Corporate Social Responsibility, on behalf of the Dominican Sisters of Hope
Aug. 25, 2009 Valerie Heinonen, o.s.u., Consultant, Corporate Social Responsibility, on behalf of Mercy Investment Program
Aug. 25, 2009 Valerie Heinonen, o.s.u., Consultant, Corporate Social Responsibility, on behalf of the Sisters of Mercy Regional Community of Detroit Charitable Trust
Aug. 25, 2009 Sumner M. Grant, Executive Director, The Ministers and Missionaries Benefit Board, New York, New York
Aug. 24, 2009 Jack Dolmat-Connell, Chief Executive Officer, DolmatConnell Partners, Inc., Waltham, Massachusetts
Aug. 22, 2009 Catherine Rowan, Bronx, New York
Aug. 21, 2009 Bruce Brumberg, Editor-in-Chief, myStockOptions.com, Brookline, Massachusetts
Aug. 19, 2009 Howard Sherman, President and CEO, GovernanceMetrics International, New York, New York
Aug. 18, 2009 Jesse M. Brill, Chair, National Association of Stock Plan Professionals and CompensationStandards.com
Aug. 13, 2009 Joseph A. Restoule, President, Risk and Insurance Management Society, Inc.
Aug. 13, 2009 Joseph A. Restoule, President, Risk and Insurance Management Society, Inc.
Aug. 4, 2009 Ralph S. Saul
Aug. 4, 2009 Bradley L. Kelly, President, Magnum Opus Financial, Winston-Salem, North Carolina
Jul. 30, 2009 Harry Pearce, Chairman, Chairmen's Forum
Jul. 27, 2009 Graef Crystal, Emeritus Professor, U.C. Berkeley, Santa Rosa, Colorado
Jul. 24, 2009 Joseph A. Grundfest, William A. Franke Professor of Law and Business, Stanford Law School
Jul. 23, 2009 Memorandum from the Office of the Chairman regarding a July 9, 2009, meeting with representatives from Patton Boggs and Hewitt Associates
Jul. 21, 2009 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 16, 2009, meeting with representatives of Marsh & McLennan; Watson Wyatt; Hewitt; Towers Perrin and Patton Boggs
Jul. 21, 2009 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 14, 2009, meeting with representatives of Hispanic Association on Corporate Responsibility
Jul. 13, 2009 Richard W. Leblanc, PhD, Assistant Professor, Law, Corporate Governance Ethics, York University, Toronto, Canada

 

http://www.sec.gov/comments/s7-13-09/s71309.shtml

Modified: 10/16/2014