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Comments on Proposed Rule: Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act
[Release Nos. 33-9693, 34-73876; File No. S7-12-14]
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| Mar. 1, 2016 | Keith P. Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California |
| Apr. 10, 2015 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association |
| Mar. 2, 2015 | Stuart J. Kaswell, Executive Vice-President and Managing Director, General Counsel, Managed Funds Association |
| Mar. 2, 2015 | Brian Knight Associate Director, Financial Policy, and Staci Warden, Executive Director, Center for Financial Markets, Milken Institute, Washington, District of Columbia |
| Mar. 2, 2015 | Kevin Shields, Chairman, Investment Program Association, Ellicott City, Maryland |
| Mar. 2, 2015 | Elizabeth Goldman, Clinical Professor of Law, Cardozo School of Law, Director, Securities Arbitration Clinic, New York, New York |
| Mar. 2, 2015 | Thomas Voekler, President, Alternative & Direct Investment Securities Association (ADISA) |
| Feb. 27, 2015 | Cleary Gottlieb Steen & Hamilton LLP |
| Feb. 27, 2015 | Cristeena G. Naser, Vice President, Center for Securities, Trust & Investment, American Bankers Association, Washington, District of Columbia |
| Feb. 27, 2015 | James J. Angel, Ph.D., CFA, Associate Professor, McDonough School of Business, Georgetown University |
| Feb. 27, 2015 | Christopher Cole, Executive Vice President and Senior Regulatory Counsel, Independent Community Bankers of America |
Meetings with SEC Officials
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| Feb. 19, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a February 10, 2015, conference call with a representative of the Milken Institute |
http://www.sec.gov/comments/s7-12-14/s71214.shtml
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