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Comments on SEC Policy Statement:
Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies and Request for Comment
[Release No. 34-70731; File No. S7-08-13]
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(Click here for meetings with SEC officials)
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| Oct. 16, 2014 | Danielle Beavers, Economic Equity Program Manager, The Greenlining Institute |
| Jul. 1, 2014 | Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA |
| Mar. 11, 2014 | Kathy D. Ireland, Associate General Counsel, Investment Adviser Association |
| Mar. 6, 2014 | Eric A. Dela Pena, San Francisco, California |
| Feb. 20, 2014 | Matthew J. Reardon, Physician, Engineer, US Army Officer Retired, Las Vegas, Nevada |
| Feb. 7, 2014 | Joseph M. Rankin, III, President & CEO, Sage Capital Bank, Gonzales, Texas |
| Feb. 7, 2014 | Beverly A. Byrne, Chief Compliance Officer and Chief Legal Counsel, Financial Services, Great-West Financial |
| Feb. 7, 2014 | A. Scott Anderson, President and CEO, Zions Bank |
| Feb. 7, 2014 | Americans for Financial Reform |
| Feb. 7, 2014 | Ron Busby, President, US Black Chambers, Inc., Washington, District of Columbia |
| Feb. 7, 2014 | Orim Graves, CFA, Executive Director, National Association of Securities Professionals (NASP), Washington, District of Columbia |
| Feb. 7, 2014 | Scott M. Stringer, Comptroller of the City of New York |
| Feb. 7, 2014 | Hilary O. Shelton, Director, Washington Bureau &
Senior Vice President for Advocacy and Policy, NAACP |
| Feb. 7, 2014 | Ben Craigie, Director of Compliance and Training, Massachusetts Bankers Association |
| Feb. 7, 2014 | William Michael Cunningham, M.B.A., M.A., Creative Investment Research, Inc., Washington, District of Columbia |
| Feb. 7, 2014 | Michael P. Aitken, Vice President of Government Affairs, Society for Human Resource Management |
| Feb. 7, 2014 | B. Seth Bryant, Managing Partner, Bryant Rabbino LLP |
| Feb. 7, 2014 | Richard Coffman, General Counsel, Institute of International Bankers |
| Feb. 7, 2014 | Brandon Becker, Executive Vice President & Chief Legal Officer, Advocacy & Oversight Group, TIAA-CREF |
| Feb. 7, 2014 | Johhny P. Malecki, Montana |
| Feb. 7, 2014 | Joseph S. Lakis, Jr., President, Equal Employment Advisory Council |
| Feb. 7, 2014 | Nathaniel H. Christian III, General Counsel/Chief Compliance Officer, CastleOak Securities, L.P. |
| Feb. 7, 2014 | American Bankers Association and Independent Community Bankers of America |
| Feb. 7, 2014 | Cheryl Nichols, Associate Professor
Howard University School of Law and Ronald L. Crawford, Former Enforcement Manager and Chief Counsel for SEC |
| Feb. 6, 2014 | Harry J. Brooks, Chairman and CEO, Commercial State Bank, El Campo, Texas |
| Feb. 6, 2014 | Danny Skarda, President/ CEO, Herring Bank, Amarillo, Texas |
| Feb. 6, 2014 | Sam Kana, President/ CEO, First National Bank of Eagle Lake, Texas |
| Feb. 6, 2014 | Garland Certain, CEO, and Gary Lovell, President, United Community Bank |
| Feb. 6, 2014 | Richard Foster, Vice President & Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, et al. |
| Feb. 6, 2014 | Anne Yang, Cadwyn Point Partners LLC, Norwalk, Connecticut |
| Feb. 6, 2014 | Susan Rubenstein, General Counsel and Co-Founder, and Tim Taylor, Managing Member, The Center for Diversity in Finance & Industry LLC |
| Feb. 5, 2014 | Cynthia Amador, President & CEO, Azul Management Systems Institute, Inc. |
| Feb. 5, 2014 | Michael A. Ringswald, Senior Vice President & General Counsel, Republic Bank &Trust Company |
| Feb. 5, 2014 | Simon A. Fish, Executive Vice-President & oeneral Counsel, BMO Financial Group |
| Feb. 4, 2014 | Howard M. Headlee, President & CEO, Utah Bankers Association |
| Feb. 4, 2014 | David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia |
| Jan. 29, 2014 | Ballard W. Cassady, Jr., President & Chief Executive Officer, Kentucky Bankers Association |
| Jan. 27, 2014 | Thomas Shugrue, President / CEO, Carolina Capital Markets, Inc. |
| Jan. 27, 2014 | Aaron Palmer, Harvey, Louisiana |
| Dec. 24, 2013 | Gina M. Raimondo, General Treasurer, State of Rhode Island and Providence Plantations |
| Dec. 24, 2013 | Genesis Acquisition Management |
| Dec. 23, 2013 | Susan Wyderko, President, Mutual Fund Directors Forum, Washington, District of Columbia |
| Dec. 20, 2013 | Randel K. Johnson, Senior Vice President, Labor, Immigration and Employee Benefits, and Amanda Eversole, Senior Vice President, Center for Capital Markets
Competitiveness, U.S. Chamber of Commerce |
| Dec. 20, 2013 | Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia |
| Dec. 18, 2013 | Susan B. Kerley, Chair, Governing Council, Independent Directors Council |
| Dec. 17, 2013 | Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA) |
| Dec. 16, 2013 | Dennis E. Nixon, President, International Bancshares Corporation |
| Dec. 16, 2013 | Ilene H. Lang, President, and Deborah Gillis, Chief Operating Officer, Catalyst |
| Dec. 5, 2013 | Marc H. Morial, President and CEO, National Urban League |
| Dec. 2, 2013 | Mark Whitlock, Orange County Interdenominational Ecumenical Council, et al. |
| Nov. 30, 2013 | Dianne D. Lyday, Administrator, Baltimore Racial Justice Action |
| Nov. 22, 2013 | Chris Barnard, Germany |
| Nov. 21, 2013 | Cheryl Nichols, Associate Professor, Howard University School of Law |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Oct. 8, 2014 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 8, 2014, meeting with representatives of the Greenlining Coalition |
http://www.sec.gov/comments/s7-08-13/s70813.shtml
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