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Comments on Proposed Rule: Removal of Certain References to Credit Ratings and Amendment to the Issuer Diversification Requirement in the Money Market Fund Rule; References to Credit Ratings in Certain Investment Company Act Rules and Forms

[Release Nos. IC-31184, 33-9193, IC-29592; File No. S7-07-11]


Aug. 23, 2014 Chris Barnard, Germany
Aug. 19, 2014 Carrie Devorah
Jul. 28, 2014 Michael Mark-Berger, Nursing Home Analyst, Chicago, Illinois
Oct. 4, 2013 Rep. Sean P. Duffy, Member of Congress
Jul. 13, 2011 Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Apr. 29, 2011 Kenneth J. Berman, Chairman, Committee on Investment Management Regulation, The Association of the Bar of the City of New York, New York City, New York
Apr. 28, 2011 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Apr. 26, 2011 Gus Sauter, Managing Director and Chief Investment Officer, Vanguard, Valley Forge, Pennsylvania
Apr. 25, 2011 Americans for Financial Reform
Apr. 25, 2011 David J. Lekich, Vice President and Acting Chief Counsel, Charles Schwab Investment Management, Inc., San Francisco, California
Apr. 25, 2011 J. Charles Cardona, President, The Dreyfus Corporation
Apr. 25, 2011 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Apr. 25, 2011 Deborah A. Cunningham, CFA, Executive Vice President, Chief Investment Officer, Money Markets, Federated Investors, Inc.
Apr. 25, 2011 Simon Mendelson, Managing Director and Richard Hoerner, Managing Director, BlackRock, Inc.
Apr. 25, 2011 Gerald McEntee, President, American Federation of State, County and Municipal Employees, AFL-CIO
Apr. 25, 2011 Lyman Missimer, Head of Global Cash Management, Invesco Advisers, Inc.
Apr. 25, 2011 David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum
Apr. 25, 2011 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Apr. 25, 2011 Karrie McMillan, General Counsel, Investment Company Institute
Apr. 25, 2011 Dorothy A. Berry, Chair, Governing Council, Independent Directors Council
Apr. 25, 2011 David Oestreicher, Chief Legal Counsel; Joseph K. Lynagh Vice President and Portfolio Manager; Darrell N. Braman, Managing Counsel; Fran Pollack-Matz, Senior Legal Counsel; T. Rowe Price Associates, Inc., Baltimore, Maryland
Apr. 25, 2011 William M. Tartikoff, Senior Vice President and General Counsel, and Lancelot A. King, Assistant Vice President and Associate General Counsel, Calvert Investments, Bethesda, Maryland
Apr. 25, 2011 David Messman, Secretary and Chief Legal Officer, Wells Fargo Funds Management, LLC, San Francisco, California
Apr. 25, 2011 Ivona R. McCrary, CPA, Burt & Company CPAs, LLC
Apr. 21, 2011 Gregory W. Smith, Chief Operating Officer/General Counsel, and Jennifer Paquette, Chief Investment Officer, Colorado Public Employees' Retirement Association
Apr. 18, 2011 Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association
Mar. 10, 2011 Vince Schumacher
Mar. 10, 2011 Chris Barnard, Germany
Oct. 12, 2010 Mark Zingale, Senior Vice President & Associate General Counsel, The Clearing House Association L.L.C.

 

http://www.sec.gov/comments/s7-07-11/s70711.shtml

Modified: 08/27/2014