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Comments on Proposed Rule: References to Credit Ratings in Certain Investment Company Act Rules and Forms
[Release Nos. 33-9193, IC-29592; File No. S7-07-11]
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| Jul. 13, 2011 | Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Apr. 29, 2011 | Kenneth J. Berman, Chairman, Committee on Investment Management Regulation, The Association of the Bar of the City of New York, New York City, New York |
| Apr. 28, 2011 | Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Apr. 26, 2011 | Gus Sauter, Managing Director and Chief Investment Officer, Vanguard, Valley Forge, Pennsylvania |
| Apr. 25, 2011 | Americans for Financial Reform |
| Apr. 25, 2011 | David J. Lekich, Vice President and Acting Chief Counsel, Charles Schwab Investment Management, Inc., San Francisco, California |
| Apr. 25, 2011 | J. Charles Cardona, President, The Dreyfus Corporation |
| Apr. 25, 2011 | Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Apr. 25, 2011 | Deborah A. Cunningham, CFA, Executive Vice President, Chief Investment Officer, Money Markets, Federated Investors, Inc. |
| Apr. 25, 2011 | Simon Mendelson, Managing Director and Richard Hoerner, Managing Director, BlackRock, Inc. |
| Apr. 25, 2011 | Gerald McEntee, President, American Federation of State, County and Municipal Employees, AFL-CIO |
| Apr. 25, 2011 | Lyman Missimer, Head of Global Cash Management, Invesco Advisers, Inc. |
| Apr. 25, 2011 | David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| Apr. 25, 2011 | Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc. |
| Apr. 25, 2011 | Karrie McMillan, General Counsel, Investment Company Institute |
| Apr. 25, 2011 | Dorothy A. Berry, Chair, Governing Council, Independent Directors Council |
| Apr. 25, 2011 | David Oestreicher, Chief Legal Counsel; Joseph K. Lynagh Vice President and Portfolio Manager; Darrell N. Braman, Managing Counsel; Fran Pollack-Matz, Senior Legal Counsel; T. Rowe Price Associates, Inc., Baltimore, Maryland |
| Apr. 25, 2011 | William M. Tartikoff, Senior Vice President and General Counsel, and Lancelot A. King, Assistant Vice President and Associate General Counsel, Calvert Investments, Bethesda, Maryland |
| Apr. 25, 2011 | David Messman, Secretary and Chief Legal Officer, Wells Fargo Funds Management, LLC, San Francisco, California |
| Apr. 25, 2011 | Ivona R. McCrary, CPA, Burt & Company CPAs, LLC |
| Apr. 21, 2011 | Gregory W. Smith, Chief Operating Officer/General Counsel, and Jennifer Paquette, Chief Investment Officer, Colorado Public Employees' Retirement Association |
| Apr. 18, 2011 | Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association |
| Mar. 10, 2011 | Vince Schumacher |
| Mar. 10, 2011 | Chris Barnard, Germany |
| Oct. 12, 2010 | Mark Zingale, Senior Vice President & Associate General Counsel, The Clearing House Association L.L.C. |
http://www.sec.gov/comments/s7-07-11/s70711.shtml
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