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Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

[Release No. 34-69491; File No. S7-03-11]


Jul. 22, 2013 Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia
Jul. 22, 2013 Robert G. Pickel, Chief Executive Officer, International Swaps and Derivatives Association, Inc., Washington, District of Columbia
May 21, 2013 Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association

 

Comments on Proposed Rule: Trade Acknowledgment and Verification of Security-Based Swap Transactions

[Release No. 34-63727; File No. S7-03-11]


Submitted Comments

Feb. 22, 2011 Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc.
Feb. 22, 2011 Jeff Gooch, Chief Executive Officer, MarkitSERV
Feb. 19, 2011 Anonymous
Jan. 22, 2011 Chris Barnard, Germany
 

Meetings with SEC Officials

Feb. 2, 2011 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 1, 2012, meeting with representatives of SIFMA

 

http://www.sec.gov/comments/s7-03-11/s70311.shtml

Modified: 07/24/2013