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Comments on Response to Questions Posed by Commissioners Aguilar, Paredes, and Gallagher
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(Click here for meetings with SEC officials)
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May 17, 2013 | J. Christopher Donahue, President & CEO, Federated Investors, Inc. |
Mar. 28, 2013 | David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce, Washington, District of Columbia |
Feb. 15, 2013 | John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc. |
Feb. 14, 2013 | Scott C. Goebel, Senior Vice President General Counsel, Fidelity Management & Research Co., Boston, Massachusetts |
Feb. 13, 2013 | Peter E. Madden, Chairman, Federated Funds Board of Directors on behalf of the Independent Trustees of the Federated Funds |
Feb. 11, 2013 | John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania |
Feb. 6, 2013 | James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania |
Jan. 25, 2013 | John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc. |
Jan. 25, 2013 | John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc. |
Jan. 25, 2013 | John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc. |
Jan. 25, 2013 | John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc. |
Jan. 25, 2013 | John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc. |
Jan. 24, 2013 | Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Management & Research Co., Boston, Massachusetts |
Jan. 18, 2013 | Richard Whiting, Executive Director and General Counsel, Financial Services Roundtable |
Jan. 15, 2013 | F. William McNabb III, Chairman and Chief Executive Officer, Vanguard |
Jan. 14, 2013 | Timothy W. Cameron, Managing Director, Asset Management Group, and John Maurello, Managing Director, Private Client Group, SIFMA |
Jan. 9, 2013 | Melanie L. Fein, Fein Law Offices, District of Columbia |
Jan. 7, 2013 | John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania |
Dec. 18, 2012 | Daniel Nagy, CFA |
Dec. 8, 2012 | Terry L. Stagman |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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May 30, 2013 | Memorandum from the Office of Commissioner Gallagher regarding a May 28, 2013, meeting with representatives of Federated Investors, Inc. |
May 30, 2013 | Memorandum from the Office of the Chairman regarding a May 28, 2013, meeting with representatives of Federated |
May 28, 2013 | Memorandum from the Office of the Chairman regarding a May 24, 2013, meeting with representatives of the Systemic Risk Council |
Apr. 29, 2013 | Memorandum from the Office of Commissioner Gallagher regarding an April 23, 2013, meeting with representatives of the Investment Company Institute |
Apr. 10, 2013 | Memorandum from the Division of Investment Management regarding an April 9, 2013, meeting with representatives of the Investment Company Institute |
Apr. 9, 2013 | Memorandum from the Office of the Chairman regarding a March 18, 2013, meeting with representatives of Fidelity |
Mar. 22, 2013 | Memorandum from the Division of Investment Management regarding a March 18, 2013, meeting with representatives of Fidelity |
Mar. 22, 2013 | Memorandum from the Division of Investment Management regarding a March 20, 2013, meeting with representatives of the National Association of State Treasurers |
Mar. 14, 2013 | Memorandum from the Division of Investment Management regarding a March 14, 2013, meeting with representatives of Association for Financial Professionals, MetLife, Purdue University, Z Capital Partners, LLC, and Northrop Grumman |
Mar. 14, 2013 | Memorandum from the Division of Investment Management regarding a March 13, 2013, meeting with representatives of Vanguard |
Mar. 13, 2013 | Memorandum from the Office of the Chairman regarding a March 4, 2013, meeting with representatives of the National Asian American Coalition |
Mar. 12, 2013 | Memorandum from the Office of the Chairman regarding a February 19, 2013, meeting with representatives of the Investment Company Institute |
Mar. 7, 2013 | Memorandum from the Division of Investment Management regarding a March 4, 2013, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness |
Feb. 26, 2013 | Memorandum from the Division of Investment Management regarding a February 21, 2013, meeting with staff from the Treasury department |
Feb. 26, 2013 | Memorandum from the Division of Investment Management regarding a February 20, 2013, meeting with staff from the Treasury department |
Feb. 26, 2013 | Memorandum from the Division of Investment Management regarding a February 19, 2013, meeting with representatives of Federated Investors |
Feb. 8, 2013 | Memorandum from the Division of Investment Management regarding a February 6, 2013, meeting with representatives of the Investment Company Institute |
Feb. 7, 2013 | Memorandum from the Office of the Chairman regarding a February 1, 2013, meeting with representatives of Charles Schwab & Co. |
Feb. 5, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a February 5, 2013, telephone call with a representative of BlackRock |
Feb. 5, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a February 4, 2013, meeting with representatives of the Investment Company Institute |
Jan. 30, 2013 | Memorandum from the Office of the Chairman regarding a January 16, 2013, meeting with representatives of Federated Investors |
Jan. 28, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 25, 2013, meeting with representatives of Fidelity Investments |
Jan. 28, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 24, 2013, meeting with representatives of Charles Schwab & Co., Inc. |
Jan. 25, 2013 | Memorandum from the Division of Investment Management regarding a January 25, 2013, meeting with representatives of Fidelity |
Jan. 25, 2013 | Memorandum from the Division of Risk, Strategy, and Financial Innovation regarding a January 24, 2013, meeting with representatives of Fidelity Investment |
Jan. 24, 2013 | Memorandum from the Division of Investment Management regarding a January 9, 2013, meeting with representatives of Fidelity |
Jan. 24, 2013 | Memorandum from the Division of Investment Management regarding a December 12, 2012, meeting with representatives of Fidelity |
Jan. 24, 2013 | Memorandum from the Division of Investment Management regarding a December 19, 2012, meeting with representatives of BlackRock |
Jan. 17, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 16, 2013, meeting with representatives of Federated Investors, Inc. |
Jan. 10, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 9, 2013, meeting with representatives of Arnold & Porter LLP |
Jan. 4, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 21, 2012, meeting with representatives of Fidelity Investments |
Dec. 23, 2013 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 19, 2012, meeting with representatives of BlackRock |
Dec. 12, 2012 | Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 12, 2012, meeting with representatives of Fidelity Investments |
http://www.sec.gov/comments/mms-response/mms-response.shtml
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